Rochelle Pullman

Executive Director, Broker Dealer Subject Matter Expert AxiomSL

Prior to AxiomSL, Rochelle Pullman was a consultant and senior financial services executive with experience in complex structured products and financial transactions, systems innovation and implementation, as well as regulatory compliance and rule implementation.

Rochelle worked at Credit Suisse for more than 20 years, where she held various positions including Controller of the Americas. She helped navigate the firm through several restructurings, establishing an SEC registered OTC Derivatives Dealer, developing and maintaining relationships with Regulators, and the implementing new products and businesses. She also held senior roles at RBS Securities, as well as Mesirow Financials’ Consulting Division during the financial crisis. She has held various management roles within finance at Goldman, Sachs & Co and Citigroup. She began her career at Deloitte & Touche, LLP.

Rochelle has served on a multitude of industry committees, including the American Institute of Certified Public Accountants (AICPA) Stockbrokerage & Investment Banking Expert Panel, Securities Industry and Financial Markets Association (SIFMA) Regulatory Capital and Margin Committee, Futures Industry Association (FIA) Law and Compliance Committee.

Rochelle holds a B. A. in accounting and information systems from Queens College. She is a Certified Public Accountant and has obtained Series 27 and Series 99 licenses.