Max Levine

Max Levine is a Managing Director in the Financial Crimes Risk Management department at Charles Schwab and oversees investigations into Registered Investment Advisers that utilize Schwab’s Advisor Services Platform. Prior to joining Schwab in 2015, Max was a Vice President and Deputy AML Compliance Officer at Pershing Advisor Solutions LLC, a BNY Mellon Company that provides technology, trade execution and custody services for Registered Investment Advisers. Max has also previously held positions in Merrill Lynch’s Office of General Counsel and Global Wealth Management divisions. Max is a graduate of Florida State University, a Certified Regulatory and Compliance Professional (CRCP®), a Certified Anti-Money Laundering Specialist (CAMS) and a FINRA Arbitrator.