Lauren Munfa

Lauren Munfa is the Americas Head of Compliance and Operational Risk Control for the Global Wealth Management Division of UBS, as well as the Chief Compliance Officer for UBS Financial Services Inc. Previously, Lauren served in a similar role for the Investment Bank Division and UBS Securities LLC and the Global Business Team Lead for Control Room, Global Banking and Research & Evidence Lab C&ORC. Lauren joined UBS in 2016 as the Americas Head of Control Room, Global Banking, Research C&ORC, from Goldman Sachs where she was employed for fifteen years in various roles, including within the Legal and Compliance Departments specifically covering Banking, Capital Markets, Sales and Trading and Research. At Goldman Sachs, Lauren also served as Chief of Staff for the Global Co-Heads of the Investment Management Division. Afterwards, Lauren took on a Product Strategy role for Goldman Sachs Asset Management, where she helped lead the development of the group’s stable value strategy. Lauren earned a Bachelor of Arts from Yale University, where she was captain of the Women’s Varsity tennis team.