Christopher K. Williams

Vice President, Associate General Counsel Fidelity Investments

Christopher K. Williams, Vice President, Associate General Counsel with Fidelity Investments, focuses his practice on providing guidance to Fidelity’s broker-dealers and investment advisers on all aspects of compliance with federal, state, and SRO regulations. Mr. Williams holds broad experience in handling internal investigations, regulatory inquiries, complex litigation, and FINRA arbitrations.   He has handled matters concerning the design and implementation of supervisory and compliance programs, the review of existing policies and procedures for regulatory compliance and risk mitigation considerations, and stands as a strong advocate in the preparation for and conduct of regulatory examinations and the resolution of registration issues.  He is also a trusted adviser on federal and state laws impacting data privacy, identity theft and cybersecurity. Member: New York and New Jersey Bar.  Emory University School of Law, J.D.; Oakwood University, B.S.