Todd Hocking is a Director at BNY Mellon | Pershing. Todd is responsible for Pershing’s Consolidated Audit Trail (CAT) effort, representing not only the firm’s obligation but also reporting on behalf of introducing firms that rely on Pershing’s routing routines. Todd has been with Pershing for over 24 years. For the last 9 years he has managed Pershing’s Order Audit Trail System (OATS) process for both the firm as well as their clients
Prior to that, Todd was a member of global client relationships group, where he managed a team of Account Managers. As a participant to the CAT process since 2012, Todd was member of the Development Advisory Group and is a current member of Financial Information Forum’s CAT leadership team.
Todd earned his Bachelor of Business Administration in Finance from the Iowa State University.