Thomas K. McGowan
Since 1994, Mr. McGowan has worked in the Office of Broker-Dealer Finances at the Commission. Areas of responsibility include the broker-dealer net capital rule, the customer protection rule, and recordkeeping and reporting requirements.
Prior to working at the Commission, Mr. McGowan worked as an attorney with McGuire, Woods, Battle & Boothe.
EDUCATION
University of Virginia School of Law
J.D. 1987
Virginia Polytechnic Institute and State University
B.S. Economics 1984
Magna Cum Laude