Shelly Bohlin

Vice President, Market Regulation, FINRA

Shelly Bohlin is a Vice President in the Quality of Markets Section of FINRA’s Market Regulation Department. She oversees the Market Analysis and Audit Trail Group which is responsible for monitoring member firm compliance with FINRA Rules and federal securities laws related to market making, order handling, trade reporting and FINRA’s Order Audit Trail System (OATS).  Ms. Bohlin has worked in FINRA’s Market Regulation Department for the past 24 years in various surveillance areas, including insider trading, anti-competitive practices, alternative trading systems, and fixed income securities.  She is a C.P.A. and has a B.S.B.A. in Finance and Accounting from the University of Arkansas.