Sharyn Handelsman

Managing Director, Head of Compliance and Operational Risk Control, UBS Financial Services Inc.

Sharyn is the Head of Wealth Management USA &  Latin America Compliance and Operational Risk Control and Chief Compliance Officer for UBS Financial Services. Sharyn has almost 30 years of financial services and risk management experience. Prior to joining UBS, Sharyn was Director of Compliance and Brokerage Chief Compliance Officer, Managing Director for LPL Financial. Previously, Sharyn was Executive Vice President of Business Risk Management at LPL Financial. Prior to joining LPL in 2010, she worked for 17 years at Bank of America / Merrill Lynch, serving most recently as Managing Director, Head of Risk Management and Compliance for the wealth management business, and Co-Chief Compliance Officer for Merrill Lynch Pierce Fenner and Smith. Sharyn began her career at Ernst & Young. Sharyn earned a Bachelor of Science in accounting from the University of Virginia, qualified as a certified public account, and is FINRA Series 7, 14 and 24 registered through UBS.