Scott Reese

Vice President, Financial Crimes Compliance, LPL Financial

Scott Reese is currently a Vice President at LPL Financial in the Financial Crimes Compliance department. His primary responsibilities include the management of the Due Diligence Department, Negative News Investigations Department, and Quality Control Department. Scott joined LPL from Stephens Inc., where he served as the BSA/AML Officer. Prior to that, he served as the BSA/AML Officer at Morgan Keegan & Co. Scott has been in the securities industry for over 20 years with the last 12 being in BSA/AML.