Sarah Gill

Senior Vice President & Associate General Counsel, LPL Financial LLC

Sarah Gill is a Senior Vice President and Associate General Counsel in LPL Financial’s Compliance, Legal and Risk department.  She provides legal advice on regulatory issues and advocates for the firm’s positions on rule proposals and other policy issues.  At LPL, Ms. Gill has also handled regulatory exams and investigations.  Prior to joining LPL in 2010, she was an Assistant General Counsel in FINRA’s Office of General Counsel, a Counsel at WilmerHale, and a law clerk for the Honorable Ricardo M. Urbina, U.S. District Judge for the District of Columbia.  Ms. Gill began her legal career as an officer in the U.S. Navy J.A.G. Corps, with assignments as a prosecutor in Pearl Harbor and a Special Assistant U.S. Attorney at the U.S. Attorney’s Office in Honolulu.  She obtained her law degree from the UCLA School of Law and her B.A. from the University of Pennsylvania.