Paul M. Tyrrell

PAUL TYRRELL focuses his practice on securities and commodities compliance and enforcement matters affecting financial institutions, with an emphasis on sales practice and supervisory rules applicable to broker-dealers and their associated persons. He also advises clients on their compliance with the USA PATRIOT Act, Bank Secrecy Act and related anti-money laundering requirements and has been involved in leading regulatory AML disciplinary matters over the years. Paul’s extensive regulatory and litigation experience informs his comprehensive approach to challenges that clients encounter throughout their various lines of business.

Paul was a senior special regional counsel at FINRA’s (formerly NASD) Boston District Office. He managed investigations and filed disciplinary matters arising out of broker-dealer examinations. As a senior trial attorney with the CFTC in New York, Paul managed enforcement matters.