Patrick Consola

Executive Director - Compliance, JPMorgan Chase & Co.

PATRICK CONSOLA has 25+ years of experience in Broker Dealer Financial, Operations and Regulatory Compliance. He joined JP Morgan Compliance in August 2014, covering Broker Dealer Financial Regulatory Reporting. Prior to joining JP Morgan, Patrick was responsible for Financial, Clearing and Operations Compliance at Knight Capital America LLC. He provided regulatory guidance to Member Firms and prepared risk based examinations as a Managing Regulatory Coordinator at Financial Industry Regulatory Authority (“FINRA”). Patrick previously held the position of Chief Compliance Officer, Chief Financial Officer and Financial Operations Principal (“FINOP”) at JPMorgan Cazenove.  He holds the Series 7, 24, 27, 63 and 99 licenses.