Lawrence Holmes

Senior Broker Dealer Operations Specialist, Division of Trading & Markets, U.S. Securities and Exchange Commission (SEC)

Larry Holmes is a Sr. Operations Specialist in the Division of Trading and Markets at the SEC. He supports prudential supervision, risk assessment and lends operational expertise to various offices in the Division. Prior to joining the SEC, Larry held Operations Management roles of various retail and institutional brokerage functions, such as Margin, ACATS, New Accounts, and Cashiering, over a long career with industry firms, including Deutsche Bank, Alex. Brown, and Fidelity Investments. He has served on the Board of Trustees of the Securities Industry Institute, graduated summa cum laude from Boston College, holds an MBA from Northeastern University and a Doctorate in Management.