Kim Farraye

Senior Team Manager, Charles Schwab & Co., Inc.

Kim Farraye is a Senior Team Manager at Charles Schwab. She has over 20 years in the financial services industry, having previously worked for Merrill Lynch from 1995-2004, where she held various roles in the Transfer of Accounts and New Accounts departments. She began at Schwab in 2004 in the Mutual Fund Clearing Services organization. She currently oversees the day to day Operations of two teams within the organization. These Teams are responsible for TOA’s, Conversion events, Share Aging and Cost Basis, and Recon. Kim has been honored with several awards including Excellence in Leadership Award Recipient in 2016 and 3 time Key Contributor Award Recipient with Charles Schwab. She is a member of the SIFMA CAT Division Mutual Fund working group for the past three years and worked on the ACAT Default Registration proposal submitted and implemented by the DTCC in May 2017.