Joseph P. Borg
Joseph Borg has been Director of the Alabama Securities Commission (ASC) since 1994. Borg was thrice past president of the North American Securities Administrators Association (NASAA) and is currentlyserving as a member on the NASAA Board of Directors, as Chair of the International Committee and as Chair of Enforcement. He is also a member of the Board of Directors of the National White Collar Crime Center (NW3C) and previously served as a member of the Board of Directors of the Investor Protection Trust (IPT).
Borg has testified before various committees of the U.S. Senate and U.S. House of Representatives including testimony on such areas as Microcap fraud; Criminal elements in the financial markets; Information sharing among financial regulatory agencies; Risks posed to everyday investors from IPOs in private equity and hedge funds; Illegal investment sales’ practices victimizing senior citizens; and GSEs and SIPC Modernization. He has also served as a member of the SIPC Modernization Task Force and the FINRA Dispute Resolution Task Force.
Borg served as a U.S. delegate to an Intergovernmental Expert Group for the United Nations Commission on International Trade and Law (UNCITRAL).