John Zuck is an Assistant Vice President and Associate Counsel in the Regulatory Enforcement group for LPL’s Legal Department. Prior to joining this group in October 2017, John was an assistant vice president in LPL’s Financial Intelligence Unit (FIU). In this role, John managed teams investigating matters related to senior investors and fraud. Prior to joining FIU, John worked as a Senior Analyst on the OMSI (Oversight, Monitoring, and Strategic Initiatives) team within LPL’s Surveillance group. Before joining LPL in 2015, John practiced as a civil litigator in both Memphis and Charlotte. John earned his Juris Doctor from the University of Memphis and his Bachelor of the Arts from State University of New York, at Oswego.