John Clemente

Director, PwC

Mr. Clemente has 18 years of experience in the Financial Services industry, focusing on a wide range of industry matters related to risk and regulatory issues including customer protection, net capital, operations, margin, clearance and settlement, funding and liquidity, and sales practices. Prior to joining PwC, Mr. Clemente served as Director at Financial Industry Regulatory Authority (FINRA) in the Department of Risk Oversight and Operational Regulation.  Mr. Clemente held roles in both the Surveillance and Examination programs where he was responsible for monitoring and examining the financial condition of member organizations, including risk management and regulatory implementation on various matters of business change and complex interpretive issues while coordinating with the SEC and Federal Reserve. He previously served as an Examination Manager for member firm regulation at the New York Stock Exchange until its regulatory operations merged with the National Association of Securities Dealers to form FINRA. Previously, Mr. Clemente served for five years in operational risk and regulatory roles at Citigroup and Prudential Securities.