Helene W. Garcia

HELENE W. GARCIA is a Vice President with Pershing LLC, a BNY Mellon Company, she is the manager of Account Transfers and the claims department.

Helene,  has held a variety of management positions since she joined Pershing in 1989 in brokerage operations, including Money Desk Operations, Operation Projects, Exception processing, Imaging and Mailroom Operations.  Presently Helene is the president of the Securities Industry and Financial Markets Association (SIFMA) Customer Account Transfer Executive Committee.


Previously Helene served as Co-Chair of the process and Improvement subcommittee, and she is a member of the ACAT Shortened Cycle committee. Helene holds a series 7 general securities representative (GS), license and she earned a Bachelor degree in Government and Administration from John Jay College of Criminal Justice .