Helene McGee

Deputy Associate Director Office of Compliance Inspections and Examinations (FSIO), U.S. Securities and Exchange Commission

Helene McGee is the Deputy Associate Director of the U.S. Securities and Exchange Commission’s Office of Compliance Inspections and Examinations’ Office of FINRA and Securities Industry Oversight (FSIO).  FSIO is responsible for examining FINRA and the MSRB.  Prior to joining FSIO, Ms. McGee was an Assistant Director in OCIE’s Office of Market Oversight responsible for conducting inspections of the National Securities Exchanges, FINRA, MSRB, and SIPC.  Ms. McGee began working at the Commission in 1992.  She is the recipient of several SEC honorary awards including the Examination Award of Excellence, the Supervisory Excellence Award, the Chairman’s Award for Excellence, and the Law and Policy Award.  She received a J.D. with honors from The George Washington University and a B.A. cum laude from Wellesley College.