Gilbert Santos

Vice President, Anti-Money Laundering Officer, Pershing LLC, a BNY Mellon Company

Gilbert Santos is a Vice-President and Anti-Money Laundering Officer with Pershing LLC, a BNY Mellon Company. He has spent the last 12 years of his career in AML at Pershing. Gilbert serves as Pershing’s Anti-Money Laundering Officer. Gilbert is responsible for overseeing a team of financial crime investigators. His primary responsibilities include developing, maintaining the firm’s AML and sanctions programs, investigating and reporting suspicious activity, creating, implementing and coordinating AML and OFAC training for employees, acting as principal liaison with law enforcement and regulators on AML issues. Gilbert represents AML Compliance on multiple risk committees throughout the Pershing/Bank of New York Mellon enterprise. Gilbert is a member of the SIFMA Anti-Money Laundering and Financial Crimes Committee. He holds Series 4, 7, 24, 55, and 63 FINRA registrations.