Gabriela Aguero

Director, Corporate Financing FINRA

Gabriela Aguero is a Director in FINRA’s Corporate Financing Department. In her role, she oversees the Public Offering Review (POR) program.  The POR group is responsible for the review of a wide array of filings and the interpretation and application of FINRA’s rules that regulate underwriting activities and conflicts of interests in public offerings.  Gabriela began her career at FINRA ​when she joined NASD in 2000. She has an MBA from the John’s Hopkins Carey Business School, is a graduate from Wharton’s Certified Regulatory and Compliance Professional (CRCP) Program and has an undergraduate degree in Finance.