Gabriel Ayala

Managing Director, Investment Advisory Compliance Charles Schwab & Co., Inc

Gabe Ayala is a Director with Charles Schwab & Co., where he provides subject matter expertise on Fiduciary, emerging standard of care and Investment Adviser regulation.  Gabe has been in the financial services industry for over 19 years, serving in various Compliance leadership roles. He has extensive investment advisory compliance experience and has managed compliance programs for independent, dually registered and institutional investment advisers.

 

Gabe holds the Investment Adviser Certified Compliance Professional (IACCP) and Accredited Investment Fiduciary (AIF) designations and has multiple undergraduate degrees, as well as an MBA from Colorado State University.