Gabriel Ayala

Managing Director, Investment Advisory Compliance, Charles Schwab & Co., Inc

Gabe Ayala is a Managing Director in the Investment Advisory Compliance Department of Charles Schwab & Co., providing compliance support and subject matter expertise for the firm’s digital advice business and fiduciary compliance.  He also has worked on various special projects, including the Department of Labor Fiduciary Rule implementation in 2017. Gabe has been in the financial services industry for over 18 years, serving in various Investment Advisory Compliance leadership roles.

Gabe holds the Investment Adviser Certified Compliance Professional (IACCP®) and Accredited Investment Fiduciary (AIF®) designations and has multiple undergraduate degrees, as well as an MBA from Colorado State University.