David T. Ackerman

Regulatory Subject Matter Expert NICE

David is a published author, attorney, speaker, and contract specialist with over 15 years of experience in the compliance field. As a former CCO and recognized financial services compliance expert, David frequently shares his insights on national media, including Bloomberg radio. He has participated in and chaired panel presentations at the ABA Business Law Annual Conference, conducted original empirical research on international contracting methods, and was a member of the New York State Bar Association’s delegation to the 45th session of the United Nations Commission on International Trade Law (UNCITRAL).

He currently undertakes market research on Regulation Best Interest, communication compliance, compliance obligations of crypto exchanges, and the effective use of FinTech/big data for compliance process evolution. Current projects include educating financial institutions on market and communication surveillance requirements under Reg BI, Dodd-Frank, MiFID II, MAR, GDPR, and the CCPA.