David C. Boch

David C. Boch is a partner with Morgan, Lewis & Bockius in its Boston office.  With over 30 years of experience, he regularly advises clients on all aspects of compliance with federal, state, and SRO regulations applicable to broker-dealers, investment advisers, investment companies, and transfer agents. David also conducts internal investigations and regularly represents clients in regulatory proceedings before the SEC and FINRA, and defends clients in private litigation in state and federal courts and arbitrations. Clients praise him for his “practical approach to complex broker-dealer enforcement issues,” his “technical ability” and “subject matter expertise.”  David is a graduate of Harvard College and Suffolk University Law School.