Responsible for the technology components of Nasdaq’s regulatory surveillance, monitoring, rulebook compliance and data intelligence programs. The rulebook compliance program utilizes state-of-the-art model-based scripting.
Prior to joining Nasdaq in 2000, Cindy had previously held programming and systems analyst positions for both large and small corporations. From June 2018 – July 2019, Cindy served as the Lead for the Consolidated Audit Trail Leadership Team, which is anticipated to be one of the world’s largest databases and will track orders throughout their life cycle and identify the broker-dealers handling them, thus allowing regulators to more efficiently track equity and options activity throughout the U.S. markets. Cindy is currently a member of the CAT Leadership Team. Additionally, she has served multiple terms as the Technical Chair for the member organization ISG, which is an Intermarket Surveillance Group where exchanges around the world participates and discuss best surveillance practices.