Brad Jacobs serves as Senior Vice President and Associate General Counsel of LPL Financial. His primary responsibilities are with the Compliance, Legal and Risk Department’s Advice, Litigation, and Regulatory Strategy team. Mr. Jacobs provides wide-ranging risk, compliance, legal, and litigation advice to business units and Financial Advisors. He has served in various in-house legal capacities at LPL Financial for the past 15 years. Prior to LPL Financial, Mr. Jacobs represented clients in litigation at a Boston law firm, and was in-house legal and compliance counsel with a national brokerage firm.
He has a Bachelor of Science in Business from the University of California, Riverside. Mr. Jacobs has a Juris Doctor law degree from the University of Maryland. Mr. Jacobs holds the Series 7 and 24 FINRA licenses.