Andrew Surgan recently joined Grant Thornton as a Director in our Financial Services practice. Prior to joining our firm, Andrew served as Chief Compliance Officer for several broker dealers, lastly as CCO with MUFG’s US based broker dealer. Andrew also served as CCO for Ally Securities, and Madison Williams & Co. He earlier held senior compliance roles with RBC Capital Markets, The Bank of New York, Citigroup and The Depository Trust & Clearing Corporation. Overall, Andrew has over 20 years of experience in the industry.