SIFMA Internal Auditors Society

The Internal Auditors Society provides a forum for the exchange of information and the discussion of internal auditing and internal controls within the securities industry. Members include internal auditors from banks, broker-dealers, insurance companies, mutual funds, public accounting firms and self-regulatory agencies associated within the securities industry.

About the SIFMA Internal Auditors Society

The SIFMA Internal Auditors Society is a professional organization representing internal auditors from banks, broker-dealers, insurance companies, mutual funds, public accounting firms and self-regulatory agencies associated within the securities industry.

The primary mission of the IAS is to provide value to its membership, through educational seminars, conferences, luncheons, and courses covering topics of current interest to internal auditors and stakeholders in the internal audit community.

The Internal Auditors Society also produces Audit Guidelines on key issues in the securities industry, including Accounting, Branch Offices, Commodities, Information Technology, Financial Issues, Mortgage Backed Securities, Operations, Regulatory Issues, Trading Desks, Treasury Risk, Fraud Risk, Anti-Money Laundering and Foreign Exchange.

Board & Officers

  • Paul Jensen, President, Managing Director, Internal Audit

    JPMorgan Chase & Co.
  • Jack McNamara, President-Elect, Managing Director, Audit

    BNY Mellon
  • Jim Spangler, Vice President, Managing Director & Deputy General Auditor

  • Christopher Imperatrice, Treasurer, Senior Manager

  • Steven LaBarbera, Secretary, Chief Audit Executive

    Raymond James
  • Daniel Ravetier, President Emeritus, Managing Director, Head of Internal Audit

    Daiwa Capital Markets Americas Inc.
  • Catherine Addona, Managing Director, Internal Audit

    Goldman, Sachs & Co.
  • Howard Anderman, Executive Vice President

    Wells Fargo Audit Services
  • Nancy Brady, Managing Director, Consulting Services Group

    EisnerAmper LLP
  • Robert Cullen, Principal, Internal Audit

    Edward Jones
  • Alex Debelak, Managing Director

    Morgan Stanley
  • Madelaine DeLuca, Manager

  • Kristen Gantt, Regional Vice President

    MetricStream, Inc.
  • Bruce Goldberg, Director

    Deloitte & Touche LLP
  • Daniel Johnson, Chief Auditor, Investment Banking

    Credit Suisse
  • Monica Kim, Managing Director, Chief Auditor

    Deutsche Bank
  • Frederick Magliozzi, Managing Director

    Protiviti Inc.
  • Stacey Mendoza, National Sales Director, Financial Services Industry

    Experis Finance
  • Anthony Palma, Vice President

    Citigroup, Inc.
  • Andrea Price, Senior Vice President & Head of Internal Audit

    Nordea Bank
  • Richard Reynolds, Partner

  • Tim Ryan, Vice President of Adherence

    Sheltered Harbor LLC
  • TJ Scallon, Partner

  • James Spangler, Deputy General Auditor

    The Depository Trust & Clearing Corporation
  • John Tallini, Director

    EisnerAmper LLP
  • James Tringali, Senior Vice President

    Fidelity Investments
  • Brian Wieber, Chief Audit Executive

    Kohlberg Kravis Roberts & Co.


Become a Member

Join SIFMA’s Internal Auditors Society to stay connected and informed during this historic period of reform.

As a member, you will be connected with audit professionals from broker-dealers, asset managers, public accounting firms, mutual funds, and consulting firms. Our breadth of membership means you will be able to critically and effectively engage key issues affecting the audit and control functions of the industry.

Have less than 10 years experience? Learn about IAS Future Leaders membership.

Member benefits include:

  • Opportunities to Network with Peers Across the Internal Audit Industry
  • Discounted Registration for CPE Eligible Events, Including the IAS Annual Conference
  • Access to the SIFMA IAS Members Only Website and LinkedIn Group
  • Contributing to the Audit and Control Disciplines within the Financial Services Industry
  • Ability to Meet and Network with Regulators
  • Database of Audit Guidelines

Become a Member

If you have any questions, please contact SIFMA's Office of Professional Societies at 212.313.1290 or [email protected].