Senior executives from SIFMA member firms gather each fall with the foremost policymakers, regulators and financial market experts at SIFMA’s Annual Meeting, The Capital Markets Conference. See who joined us and view the highlights from our most recent event on November 18-19, 2019 at the JW Marriott Washington, DC.

SIFMA Annual Meeting, the Capital Markets Conference, in Washington on November 19, 2019. Photo by Yuri Gripas

Testimonials from Past Delegates 

Probably the most important thing is the opportunity to network with colleagues… to be able to spend time with each other within the industry, collaborating, looking at some of the bigger issues that we all face and working together to try to find solutions.

SIFMA’s Annual Meeting is an excellent forum for buy-side, sell-side, platforms, regulators – all market participants – to come together and hear one another’s perspectives.

I attend SIFMA’s Annual Meeting because 1) it’s a great networking opportunity, 2) it is a great way to learn, and 3) the industry is coming together to think about ways that we can collaborate to solve challenges.

It’s an opportunity to get a ton of useful information, network with the right people and really get an opportunity to see what’s going on in the industry, what’s current.

Who Attends 

    • Chief Executive Officers 
    • Chief Financial Officers 
    • Chief Information Officers
    • Chief Operating Officers 
    • General Counsels 
    • Chief Compliance Officers 
    • Heads of Business Units 
    • Heads of Strategy and Risk  
    • Heads of Regulatory and Government Affairs 

Select Companies in Attendance

These firms and more are registered to attend in 2019:

Advisor Group
Aegis Capital Corp.
Alabama Securities Commission
AllianceBernstein
Ally Invest
Amazon Web Services
American Action Forum
American Council for Capital Formation
Americans for Tax Reform
Ameriprise Financial Services, Inc.
Apollo Global Management, LLC
AQR Capital Management, LLC
Ares Management LLC
Axiom Global Inc.
B. Riley Wealth Management
Ballard Spahr LLP
Bank of America Corporation
Bank of Montreal
Bank of Nova Scotia
Banque de France
Barclays
BB&T Capital Markets (a division of BB&T Securities, LLC)
Bipartisan Policy Center
Bloomberg L.P.
Bloomberg Law
BMO Financial Group
BNP Paribas
BOX Options
British Embassy
Broadridge Financial Solutions, Inc.
Canadian Imperial Bank of Commerce (CIBC)
Canadian Investor Protection Fund
Capital Forensics, Inc.
Capital Group
Capital One
Cato Institute
Cerulli Associates
Charles Schwab & Co., Inc.
Chicago Clearing Corporation
Citadel Securities LLC
Citi
CME Group
Competitive Enterprise Institute
Connor, Clark & Lunn Financial Group
Cowen, Inc.
Credit Agricole
Credit Suisse Securities (USA) LLC
Cutter and Company Brokerage, Inc.
D.A. Davidson & Co.
DAC Systems
Daiwa Capital Markets America Inc.
Davenport & Company LLC
Davis Polk & Wardwell LLP
Deloitte & Touche LLP
Department of Finance Canada
Digital Assurance Certification, LLC
DTCC
Duff & Phelps LLC
E*Trade
ED&F Man Capital Markets Inc.
Edward Jones
Ensign Peak Advisors
EQ by Equiniti
Farm Credit System Insurance Corporation (FCSIC)
Ernst & Young LLP
Estrada Hinojosa & Company
European Commission
Federal Farm Credit Banks Funding Corporation
Federal Reserve Bank of Boston
Federal Reserve Bank of New York
Federal Reserve Board
FHN Financial Securities Corp.
FICO
Fidelity Clearing & Custody Solutions
Fidelity Institutional
Fidelity Investments
Fidelity National Information Services, Inc. (FIS)
Financial Industry Regulatory Authority Inc (FINRA)
Fiserv
FTI Consulting, Inc.
Ginnie Mae
Goldman Sachs Group, Inc.
Google Cloud
Gresham Technologies
Guggenheim Partners, LLC
Hearsay Systems
Hefren-Tillotson, Inc.
Hilltop Securities Inc.
HSBC
Hume Brophy
Huntington National Bank
IBM Corp
IEX Group, Inc.
IHS Markit
INTL FCStone Inc.
Infopro Digital
Instinet LLC
Interactive Brokers Group Inc.
Invesco
J.J.B. Hilliard, W.L. Lyons, LLC
Janney Montgomery Scott LLC
Janus Henderson Investors
JPMorgan Chase & Co.
K&L Gates LLP
Keefe, Bruyette & Woods, Inc.
KeyBanc Capital Markets Inc.
KPMG LLP
Legg Mason Global Asset Management
Lincoln Financial Network
Live Oak Merchant Partners
London Stock Exchange Group
Loop Capital Markets LLC
LPL Financial LLC
Macquarie Group
Manulife
MassMutual
McKinsey PriceMetrix
Mediant
MetLife
Milken Institute
Moors & Cabot, Inc.
Morgan Franklin Consulting
Morgan Stanley
Morrison & Foerster LLP
Municipal Securities Rulemaking Board (MSRB)
National Adult Protective Services Association (NAPSA)
Natixis Investment Managers
NatWest Markets
Neuberger Berman Group LLC
New York Private Trust
Nomura
Northern Trust Corporation
Northwestern Mutual Life Insurance Company
Nuveen
Office of the Comptroller of the Currency (OCC)
Oppenheimer & Co. Inc.
Perkins Coie, LLP
Pershing LLC, a BNY Mellon Company
PFS Investments Inc
Piper Jaffray Companies
PNC Capital Markets LLC
PriceMetrix
PricewaterhouseCoopers LLP
Primerica
Promontory, an IBM Company
Proofpoint
ProShares
Protiviti
Prudential Financial, Inc.
PwC
Rabobank Group
Raymond James Financial, Inc.
RBC Capital Markets, LLC
RBC Wealth Management
Refinitiv
Robert W. Baird & Co. Incorporated
Robinhood Financial, LLC
RSM US LLC
Russell Investments
Sanford C. Bernstein & Co., LLC
Schroders
SEBA International
Securities Investor Protection Corporation (SIPC)
Simpson Thacher & Bartlett LLP
Sionic Advisors
Smith Moore
Societe Generale
Standard Chartered Bank
State Street Corporation
Stifel, Nicolaus & Co.
SunTrust Robinson Humphrey, Inc.
T. Rowe Price Associates, Inc.
Tata Consultancy Services
TCW
TD Ameritrade, Inc.
TD Asset Management
The Brattle Group
The D.E. Shaw Group
The Heritage Foundation
Third Way
TIAA
TMX Group Limited
Total Bank Solutions
TradeStation Securities, Inc.
Tradition Securities and Derivatives Inc.
Two Sigma Securities, LLC
U.S. Commodity Futures Trading Commission (CFTC)
U.S. Department of Health and Human Services
U.S. Department of the Treasury
U.S. International Trade Commission
U.S. Securities and Exchange Commission (SEC)
UBS AG
Vaco
Vanguard Group, Inc.
Virtu Financial
Voya Investment Management
Wellington Management Company
Wells Fargo
Wells Fargo Advisors
Wiley Bros.-Aintree Capital
William Blair
WilmerHale
Workiva Inc.
ZL Technologies, Inc.