The AMG Operations Member Meeting covers important industry topics for asset management operations, and provides operations professionals an opportunity to…
Webinar on Legal Ethics for In-House Counsel
Registration Rates – Until 6/27/18
- Member/Non-Member $49
Join SIFMA, Barry Temkin, Partner at Mound Cotton Wollan & Greengrass LLP and Darya Geetter, Executive Vice President & Deputy General Counsel of LPL Financial, on June 27th from 1:00–2:15 p.m. for a webinar on ethical considerations for in-house counsel in the securities industry.
The webinar will focus on a wide range of issues including attorney obligations regarding conflicts of interest, interviews of non-party witnesses, corporate Miranda warnings, cybersecurity and advertising.
Mr. Temkin specializes in securities regulation and professional responsibility matters. Ms. Geetter manages litigation and arbitration matters for her firm.
Webinar attendees will be eligible to receive 1.5 CLE Ethics Credit.