Join us for another C&L Society Regional Seminar on September 24 at the Ritz-Carlton in Charlotte, North Carolina. This one…
Join SIFMA, Barry Temkin, Partner at Mound Cotton Wollan & Greengrass LLP and Darya Geetter, Executive Vice President & Deputy General Counsel of LPL Financial, on June 27th from 1:00–2:15 p.m. for a webinar on ethical considerations for in-house counsel in the securities industry.
The webinar will focus on a wide range of issues including attorney obligations regarding conflicts of interest, interviews of non-party witnesses, corporate Miranda warnings, cybersecurity and advertising.
Mr. Temkin specializes in securities regulation and professional responsibility matters. Ms. Geetter manages litigation and arbitration matters for her firm.
Webinar attendees will be eligible to receive 1.5 CLE Ethics Credit.
September 25, 2018
Please join the SIFMA C&L Future Leaders Committee at their inaugural Charlotte event. This breakfast session will cover Artificial Intelligence…
October 1 – 2, 2018
Each fall, SIFMA's Annual Meeting gathers for candid one-on-one conversations and in-depth breakout sessions on the future of our capital…