Reg NMS: Reexamining the Regulation 16 Years Later
The SEC has opened Regulation National Market System (Reg NMS) for a comprehensive review as part of a deep dive…
SIFMA IAS Future Leaders Event
Overview
Leading an audit is significantly different from being a staff auditor, as such having the right knowledge, tools, and techniques can be the difference between a smooth transition and a painful one – for everyone involved. In this training individuals will learn key skills to become a successful Auditor-in-Charge or Project Manager. The panel will discuss skills such as project management, communication tips, conflict resolution, relationship management, and targeted tools to assist in the overall audit life-cycle.
SIFMA IAS Future Leaders Event
Roadmap to Leadership Series - Project Management Deconstructed
Registration Closed
Overview
Leading an audit is significantly different from being a staff auditor, as such having the right knowledge, tools, and techniques can be the difference between a smooth transition and a painful one – for everyone involved. In this training individuals will learn key skills to become a successful Auditor-in-Charge or Project Manager. The panel will discuss skills such as project management, communication tips, conflict resolution, relationship management, and targeted tools to assist in the overall audit life-cycle.
Register
| Registration Rates | $50 |
|---|
| Registration Rates | $75 |
|---|
| IAS Member | Non-Member | |
|---|---|---|
| Registration Rates | $50 | $75 |
Program
3:45pm – 4:15pm
Registration
4:15pm – 6:00pm
Participants
Jack McNamara, Ethan Abraizov, Carlos Echenique, Iris Kwong, Eric Maroyan
Moderator
Panelists
6:00pm – 7:00pm
Networking Reception
Accreditation
Recommended CPE credit hours: 2.1
Program Level: Intermediate
Prerequisites: None
Advanced Prep: None
Delivery Method: Group Live
Fields of Study: Audit
For more information regarding refund, complaint and/or program cancellation policies, please contact Lizzie Grimm at [email protected].
CEU Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.nasbaregistry.org.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.