SIFMA FMS Fundamental Training: Brokerage Accounting

Date

December 13, 2018

Location

New York, NY

Hosted by

SIFMA Financial Management Society

Registration Rates – Until 12/13/18

  • Member $150
  • Member - Webinar $150
  • Non-Member $250
  • Non-Member - Webinar $250

Overview

Join SIFMA’s Financial Management Society for an educational seminar on the fundamentals of stock brokerage accounting. Discussion Topics/Learning Objectives will include:

  • An introduction to the accounting framework and standards relevant to stock brokerage and the securities industry.
  • Discussion of and definition of key concepts essential to understanding stock brokerage accounting.
  • Discussion of key financial statement captions essential to stock brokerage accounting.
  • Discussion of and demonstration of the accounting and stock record entries recorded for typical brokerage activities.

Pricing

Member
Registration Rates $150
Member - Webinar
Registration Rates $150
Non-Member
Registration Rates $250
Non-Member - Webinar
Registration Rates $250
Pricing
Member Member - Webinar Non-Member Non-Member - Webinar
Registration Rates $150 $150 $250 $250

Program

1:00pm – 1:15pm

Registration

1:15pm – 3:15pm

Background and History of the Securities Industry Example Financial Statements Basic Accounting Topics Accounting Framework Financial Services Broker-Dealers Fair Value Accounting Securities Borrowing Stock Record Basics Summary of Key Terms

  • Background and History of the Securities Industry
  • Example Financial Statements
  • Basic Accounting Topics
    • Accounting Framework
    • Financial Services Broker-Dealers
    • Fair Value Accounting
    • Securities Borrowing
  • Stock Record Basics
  • Summary of Key Terms

Participants

David Grumer, Anthony Scalise

Speakers

Anthony Scalise

Audit Partner

KPMG LLP

Anthony Scalise’s Biography

3:15pm – 3:30pm

Networking Break

3:30pm – 5:00pm

Agency Brokerage Principal Transactions Securities Lending Repo Transaction

  • Agency Brokerage
  • Principal Transactions
  • Securities Lending
  • Repo Transaction

Participants

Frank Giannico

Speaker

Frank Giannico

Vice President

Deutsche Bank

Frank Giannico’s Biography

5:00pm – 6:00pm

Networking Reception

Venue

SIFMA Conference Center

120 Broadway
Floor 2
New York, NY 10271

View on Google Maps

Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.

With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.

Picture of venue

Hotel Accommodations

If you require hotel accommodation, a special SIFMA rate is available at the following:

Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY  10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852

Club Quarters
52 William Street, New York, NY 10005, Phone# 212-269-6400
DISCOUNT: Password (SIFMA)

Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900
DISCOUNT: Password (SIFMA)

Accredidation

Eligible for 4.2 Credits
Field of Study: Accounting
Program Level: Beginner
Delivery Method: Group-Live or Webinar
No Advanced Preparation or Prerequisites Required

*CEU Institute to provide CPE Certificates

* CEU Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.learningmarket.org