SIFMA C&L Annual Seminar
SIFMA’s C&L Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. This…
SIFMA FMS Fundamental Training: Brokerage Accounting
Overview
SIFMA FMS Fundamental Training: Brokerage Accounting
Registration Closed
Overview
Join SIFMA’s Financial Management Society for an educational seminar on the fundamentals of stock brokerage accounting. Discussion Topics/Learning Objectives will include:
- An introduction to the accounting framework and standards relevant to stock brokerage and the securities industry.
- Discussion of and definition of key concepts essential to understanding stock brokerage accounting.
- Discussion of key financial statement captions essential to stock brokerage accounting.
- Discussion of and demonstration of the accounting and stock record entries recorded for typical brokerage activities.
Pricing
| Registration Rates | $150 |
|---|
| Registration Rates | $150 |
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| Registration Rates | $250 |
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| Registration Rates | $250 |
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| Member | Member - Webinar | Non-Member | Non-Member - Webinar | |
|---|---|---|---|---|
| Registration Rates | $150 | $150 | $250 | $250 |
Program
1:00pm – 1:15pm
Registration
1:15pm – 3:15pm
Background and History of the Securities Industry Example Financial Statements Basic Accounting Topics Accounting Framework Financial Services Broker-Dealers Fair Value Accounting Securities Borrowing Stock Record Basics Summary of Key Terms
- Background and History of the Securities Industry
- Example Financial Statements
- Basic Accounting Topics
- Accounting Framework
- Financial Services Broker-Dealers
- Fair Value Accounting
- Securities Borrowing
- Stock Record Basics
- Summary of Key Terms
Participants
David Grumer, Anthony Scalise
Speakers
3:15pm – 3:30pm
Networking Break
3:30pm – 5:00pm
Agency Brokerage Principal Transactions Securities Lending Repo Transaction
- Agency Brokerage
- Principal Transactions
- Securities Lending
- Repo Transaction
Participants
Frank Giannico
Speaker
5:00pm – 6:00pm
Networking Reception
Venue
SIFMA Conference Center
120 Broadway
Floor 2
New York, NY 10271
Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.
With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.
Hotel Accommodations
If you require hotel accommodation, a special SIFMA rate is available at the following:
Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY 10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852
Club Quarters
52 William Street, New York, NY 10005, Phone# 212-269-6400
DISCOUNT: Password (SIFMA)
Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900
DISCOUNT: Password (SIFMA)
Accredidation
Eligible for 4.2 Credits
Field of Study: Accounting
Program Level: Beginner
Delivery Method: Group-Live or Webinar
No Advanced Preparation or Prerequisites Required
*CEU Institute to provide CPE Certificates
* CEU Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.learningmarket.org