Overview

Join the SIFMA Compliance & Legal Society Future Leaders, registration is now open.

For registration questions, please contact SIFMA Compliance & Legal Society.

Registration is COMPLIMENTARY

To learn more about becoming a member of the C&L Society, click HERE.

C&L Charlotte Future Leaders

Date

September 24, 2019

Location

Charlotte, NC

Hosted by

The SIFMA Compliance & Legal (C&L) Society Future Leaders Committee

Overview

Join the SIFMA Compliance & Legal Society Future Leaders, registration is now open.

For registration questions, please contact SIFMA Compliance & Legal Society.

Registration is COMPLIMENTARY

To learn more about becoming a member of the C&L Society, click HERE.

Pricing

Member
Registration Rates Complimentary
Non-Member
Registration Rates Complimentary
Pricing
Member Non-Member
Registration Rates Complimentary Complimentary

Program

8:00am – 10:20am

Registration Desk Hours

8:00am – 9:00am

Networking Breakfast

9:00am – 9:10am

Opening Remarks

9:10am – 10:10am

Participants

Michael Freedman, Emma Bredin, Christine Dambra, Justin Goggins, Barbara S. Meeks, Kristy Weathers

Moderator

Michael Freedman

SVP and Associate General Counsel, Regulatory Inquiries & Strategy

LPL Financial LLC

Michael Freedman’s Biography

Panelists

Emma Bredin

Chief Compliance Officer

Raymond James Financial, Inc.

Emma Bredin’s Biography

Christine Dambra

Vice President, Advisory Compliance

Barclays

Christine Dambra’s Biography

Justin Goggins

Associate General Counsel & Senior Vice President - Consumer Banking Class Action Litigation

Bank of America

Justin Goggins’s Biography

Kristy Weathers

Professional Development Partner

Eversheds Sutherland

Kristy Weathers’s Biography

10:10am – 10:20am

Closing Remarks

Venue

The Ritz-Carlton

201 East Trade Street
Charlotte, NC

Located in the heart of vibrant Uptown Charlotte, The Ritz-Carlton, is a luxury hotel that brings an urbane sophistication and an unforgettable experience just steps from the city’s cultural heart.

Picture of venue

Hotel Accommodations

SIFMA has a room block at the Ritz-Carlton.

To make a reservation, please click here.

Guests can also call 1-800-241-3333 and ask for the SIFMA event rate.

Rates will start at $289 per night and are quoted exclusive of applicable room tax (currently 15.25%), applicable service/hotel-specific fees, or other miscellaneous taxes.

Group rates are only valid through  Friday, August 30, 2019 5:00 PM EST, but rooms are limited and only available on a first-come, first-served basis. They may sell out early!

Hotel reservations must match to a conference registration by August 29, 2019.  If names do not match and are not registered by August 29, 2019, your hotel reservation is subject to be canceled.

Make sure to confirm all cancellation policies and forfeiture of deposits directly with the hotel when booking your reservation.

Book a Room

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.