Join SIFMA for a morning of practical learning and information sharing among key stakeholders on how best to protect our…
C&L Charlotte Future Leaders
Join the SIFMA Compliance & Legal Society Future Leaders, registration is now open.
For registration questions, please contact SIFMA Compliance & Legal Society.
Registration is COMPLIMENTARY
To learn more about becoming a member of the C&L Society, click HERE.
C&L Charlotte Future Leaders
- Member Complimentary
- Non-Member Complimentary
8:00am – 10:20am
8:00am – 9:00am
9:00am – 9:10am
9:10am – 10:10am
10:10am – 10:20am
201 East Trade Street
Located in the heart of vibrant Uptown Charlotte, The Ritz-Carlton, is a luxury hotel that brings an urbane sophistication and an unforgettable experience just steps from the city’s cultural heart.
SIFMA has reserved a room block at the Ritz-Carlton Charlotte:
- Rates start at $289 per night and are quoted exclusive of applicable room tax (currently 15.25%), applicable service/hotel-specific fees, or other miscellaneous taxes.
- This reservation link is valid only for September 22-24, 2019. Should you need to reserve additional nights, please call reservations at 888-236-2427.
- Group rates are valid through 5:00 p.m. ET on Friday, August 30, 2019. Rooms are limited and available on a first-come, first-serve basis; they may sell out early!
- Make sure to confirm all cancellation policies and forfeiture of deposits directly with the hotel when booking your reservation.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.