All members of the Operations & Technology Society (comprised of Corporate Actions Section, Credit & Margin Section, Customer Account Transfer…
Join SIFMA for a morning of practical learning and information sharing among key stakeholders on how best to protect our senior investors.
The unique program will educate participants on the impact of cognitive decline; the anatomy of an investigation; recent legal and regulatory development; and promising practices to help prevent, spot and address situations of financial exploitation and cognitive decline. Plus, participants will tackle real-life scenarios from beginning to end in a small-group setting.
This morning event will take place at Ameriprise in Minneapolis.
September 14, 2018
This annual event will feature industry leaders discussing the latest regulatory requirements and challenges in the tax compliance and corporate…
September 18, 2018
During 2018, prevalent and emerging risks created significant impact across financial services. Some of the key emerging risks include: industry-wide…