The C&L Society Boston Regional Seminar gathers compliance and legal professionals working in the financial services industry to exchange ideas,…
Senior Investor Protection Regional Workshop
Registration Rates – Until 7/10/19
- Member $49
- Non-Member $99
- Regulator $49
Join SIFMA for a morning of practical learning and information sharing among key stakeholders on how best to protect our senior investors.
This unique program will educate participants on the impact of cognitive decline; the anatomy of an investigation; recent legal and regulatory development; and promising practices to help prevent, spot and address situations of financial exploitation and cognitive decline. Plus, participants will tackle real-life scenarios from beginning to end in a small-group setting.
This regional workshop will take place at Fidelity Investments in Cincinnati, Ohio.
May 21 – 22, 2019
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June 4, 2019
SIFMA and the Bank Policy Institute will again gather policymakers, practitioners, financial researchers and subject matter experts at the 6th…