Join the SIFMA Compliance & Legal Society at one of our special luncheon presentations. Registration is now open for the…
Senior Investor Protection Regional Workshop
Join SIFMA for a morning of practical learning and information sharing among key stakeholders on how best to protect our senior investors.
The unique program will educate participants on the impact of cognitive decline; the anatomy of an investigation; recent legal and regulatory development; and promising practices to help prevent, spot and address situations of financial exploitation and cognitive decline. Plus, participants will tackle real-life scenarios from beginning to end in a small-group setting.
This morning event will take place at Ameriprise in Minneapolis.
January 25, 2019
Join the SIFMA Compliance & Legal Society at one of our topical networking breakfasts. Registration is now open for the…
February 4 – 5, 2019
SIFMA’s Anti-Money Laundering & Financial Crimes Conference brings together leading professionals from the securities industry, regulatory agencies and law enforcement…