SIFMA’s C&L Annual Seminar is the premier event for compliance and legal professionals working in the financial services industry. This…
Senior Investor Protection Regional Workshop
Registration Rates – Until 4/3/19
- Member $49
- Non-Member $99
- Regulator $49
Join SIFMA for a morning of practical learning and information sharing among key stakeholders on how best to protect our senior investors.
This unique program will educate participants on the impact of cognitive decline; the anatomy of an investigation; recent legal and regulatory development; and promising practices to help prevent, spot and address situations of financial exploitation and cognitive decline. Plus, participants will tackle real-life scenarios from beginning to end in a small-group setting.
This regional workshop will take place at Edward Jones in Tempe, Arizona, which is located approximately 10 miles outside of Phoenix.
April 10 – 12, 2019
SIFMA's Private Client Conference brings together leaders from across private wealth management to examine the most topical issues facing the…
April 30, 2019
Join the SIFMA Compliance & Legal Society at one of our special luncheon presentations. Registration is now open for the April…