Overview

Join SIFMA for our Security-Based Swaps Webinar Series! As we look ahead to SBS rules going live next October, we are launching a series of webinars to facilitate discussions and provide updates on critical requirements and developments. CLE credits available.

Please note: Webinar 1 is now available on demand through January 6, 2021. Already registered? If you registered prior to October 14, 2020, you may access content on demand here. If you are a new registrant, signing up after October 14, please contact Meagan Prescott to register. You will receive replay access instructions within 3 days of your registration.

Webinar 1:
SBS/SBSD Financial and Customer Protection Rules

In our first webinar, we discussed the fundamentals and recent regulatory developments related to SBS/SBSD Financial and Customer Protection rules.

Discussion topics and learning objectives:

  • SBS products, markets and participants
  • Financial reporting and recordkeeping
  • Uncleared margin, capital and segregation
  • Portfolio margining
  • And more

Speakers

  • Thomas J. Favia, Managing Director, Goldman Sachs (see bio)
  • Tara Kruse, Global Head of Data, Infrastructure and Non-Cleared Margin, ISDA (see bio)
  • Colin D. Lloyd, Partner, Cleary Gottlieb Steen & Hamilton LLP (see bio)
  • Michael Macchiaroli, Associate Director, Division of Trading and Markets, SEC (see bio)
  • Andrew Nash, Executive Director, Morgan Stanley (see bio)
  • Christy Schaffner, Executive Director, Nomura (see bio)
  • Bill Wollman, Executive Vice President, Head of Office of Financial and Operational Risk Policy, FINRA (see bio)

Moderator

  • Kyle Brandon, Managing Director, Head of Derivatives Policy, SIFMA (see bio)

Our Sponsor

Mark Your Calendar

Join us at our next webinars in the Security-Based Swaps Webinar Series:

SIFMA Webinar

SBS/SBSD Financial and Customer Protection Rules

Part 1 of the Security-Based Swaps Webinar Series

Overview

Join SIFMA for our Security-Based Swaps Webinar Series! As we look ahead to SBS rules going live next October, we are launching a series of webinars to facilitate discussions and provide updates on critical requirements and developments. CLE credits available.

Please note: Webinar 1 is now available on demand through January 6, 2021. Already registered? If you registered prior to October 14, 2020, you may access content on demand here. If you are a new registrant, signing up after October 14, please contact Meagan Prescott to register. You will receive replay access instructions within 3 days of your registration.

Webinar 1:
SBS/SBSD Financial and Customer Protection Rules

In our first webinar, we discussed the fundamentals and recent regulatory developments related to SBS/SBSD Financial and Customer Protection rules.

Discussion topics and learning objectives:

  • SBS products, markets and participants
  • Financial reporting and recordkeeping
  • Uncleared margin, capital and segregation
  • Portfolio margining
  • And more

Speakers

  • Thomas J. Favia, Managing Director, Goldman Sachs (see bio)
  • Tara Kruse, Global Head of Data, Infrastructure and Non-Cleared Margin, ISDA (see bio)
  • Colin D. Lloyd, Partner, Cleary Gottlieb Steen & Hamilton LLP (see bio)
  • Michael Macchiaroli, Associate Director, Division of Trading and Markets, SEC (see bio)
  • Andrew Nash, Executive Director, Morgan Stanley (see bio)
  • Christy Schaffner, Executive Director, Nomura (see bio)
  • Bill Wollman, Executive Vice President, Head of Office of Financial and Operational Risk Policy, FINRA (see bio)

Moderator

  • Kyle Brandon, Managing Director, Head of Derivatives Policy, SIFMA (see bio)

Our Sponsor

Mark Your Calendar

Join us at our next webinars in the Security-Based Swaps Webinar Series:

Media

Media Inquiries
Contact Katrina Cavalli at 212.313.1181.

Media Registration
Contact Evan Grogan at 212.313.1134

Policy
View SIFMA’s official Webinar Press Policy.

Webinar Tips and FAQs

For an optimal webinar experience, we recommend attendees view this webinar using a Chrome browser on a local machine. Avoid using a VPN or Remote Network (ie: Citrix).

You must have Javascript and Cookies enabled to access this webinar. For detailed information, including minimum system requirements and FAQs, view more Webinar Tips.

Please note: Webinar access instructions will be sent within 24 hours of the start of the webinar.

 

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.

Cancellations
All cancellation requests are subject to a $25 processing fee and must be made in writing to SIFMA Conferences no later than 48 hours prior to the start of the webinar. No substitutions or transfers will be accepted.

 

Accreditation

CLE Credit

SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York.

Webinar attendees will be eligible for 1.5 CLE Credit hours. When registering for the webinar, please select the box for CLE Credit. All attendees who registered to receive CLE Credit will be sent an affirmation form from SIFMA Conferences. Attendance must be certified by each registrant seeking credits by completing the affirmation form immediately following the webinar using our CLE code word and emailing the form back to SIFMA Conferences. The moderator of the webinar will announce the CLE code word periodically throughout the webinar. CLE Credit cannot be certified after the webinar adjourns. Participants will receive CLE Certificates for New York State within 30 days of the webinar. Participants should self-file for CLE credit in other states.

View SIFMA’s Hardship Policy (pdf)