All members of the Operations & Technology Society (comprised of Corporate Actions Section, Credit & Margin Section, Customer Account Transfer…
SIFMA is pleased to announce our next Securitization Spotlight Session on FINRA Rule 4210 Implementation on January 30 at the SIFMA Conference Center in New York City. Join featured speaker, Kris Dailey of FINRA for a discussion of critical aspects of the rule. The three panel event will provide insights into accounting and legal implementation hurdles that firms must overcome to ensure compliance by June 25, 2018.
September 14, 2018
This annual event will feature industry leaders discussing the latest regulatory requirements and challenges in the tax compliance and corporate…
September 18, 2018
During 2018, prevalent and emerging risks created significant impact across financial services. Some of the key emerging risks include: industry-wide…