Join the SIFMA Compliance & Legal Society at one of our special luncheon presentations. Registration is now open for the…
FINRA Rule 4210 Margining Implementation
SIFMA is pleased to announce our next Securitization Spotlight Session on FINRA Rule 4210 Implementation on January 30 at the SIFMA Conference Center in New York City. Join featured speaker, Kris Dailey of FINRA for a discussion of critical aspects of the rule. The three panel event will provide insights into accounting and legal implementation hurdles that firms must overcome to ensure compliance by June 25, 2018.
January 25, 2019
Join the SIFMA Compliance & Legal Society at one of our topical networking breakfasts. Registration is now open for the…
February 4 – 5, 2019
SIFMA’s Anti-Money Laundering & Financial Crimes Conference brings together leading professionals from the securities industry, regulatory agencies and law enforcement…