Overview

As we look ahead to Security-based Swap (SBS) and SBS Dealer (SBSD) rules going live next October, we continue our series of webinars to facilitate discussions and provide updates on critical requirements and developments. Registration is complimentary for SIFMA members and financial industry regulators.

Please note: This webinar is now available on demand through March 5, 2021.

Already registered? If you registered on or prior to December 11, 2020, view the webinar on demand here.

If you are a new registrant, signing up after December 11, please register below. You will receive replay access instructions within 3 days of your registration. Contact SIFMA Conferences with any questions.

Webinar 3 On Demand:
SBSD Registration

In our third webinar, held on December 11, our panel discussed the requirements, challenges and open issues related to SBSD registration.

This educational session is relevant for SBSDs-to-be and Swap Dealers, as well as broker-dealers and others involved in the SBS and Swap markets. In addition to in-house practitioners and an outside subject matter expert, the SEC describes the updates.

Speakers

  • Rosario Chiarenza, Executive Director, Head of Regulatory Reform Strategy, Morgan Stanley (see bio)
  • Eric Dashner, Senior Counsel focused on Derivatives and FX, Wells Fargo (see bio)
  • Carol McGee, Head of the Office of Derivatives Policy, SEC (see bio)
  • Setu Pandya, Managing Director, Ernst & Young (see bio)
  • Joerg Riegel, Head of U.S. Regulatory Initiatives, Société Générale (see bio)

Moderator

  • Kyle Brandon, Managing Director, Head of Derivatives Policy, SIFMA (see bio)

Our Sponsor

EY

Security-Based Swaps Webinar Series

Join our other webinars in the SBS series:

SIFMA Webinar Series

SBSD Registration

Webinar 3 of the Security-Based Swaps Series

Overview

As we look ahead to Security-based Swap (SBS) and SBS Dealer (SBSD) rules going live next October, we continue our series of webinars to facilitate discussions and provide updates on critical requirements and developments. Registration is complimentary for SIFMA members and financial industry regulators.

Please note: This webinar is now available on demand through March 5, 2021.

Already registered? If you registered on or prior to December 11, 2020, view the webinar on demand here.

If you are a new registrant, signing up after December 11, please register below. You will receive replay access instructions within 3 days of your registration. Contact SIFMA Conferences with any questions.

Webinar 3 On Demand:
SBSD Registration

In our third webinar, held on December 11, our panel discussed the requirements, challenges and open issues related to SBSD registration.

This educational session is relevant for SBSDs-to-be and Swap Dealers, as well as broker-dealers and others involved in the SBS and Swap markets. In addition to in-house practitioners and an outside subject matter expert, the SEC describes the updates.

Speakers

  • Rosario Chiarenza, Executive Director, Head of Regulatory Reform Strategy, Morgan Stanley (see bio)
  • Eric Dashner, Senior Counsel focused on Derivatives and FX, Wells Fargo (see bio)
  • Carol McGee, Head of the Office of Derivatives Policy, SEC (see bio)
  • Setu Pandya, Managing Director, Ernst & Young (see bio)
  • Joerg Riegel, Head of U.S. Regulatory Initiatives, Société Générale (see bio)

Moderator

  • Kyle Brandon, Managing Director, Head of Derivatives Policy, SIFMA (see bio)

Our Sponsor

EY

Security-Based Swaps Webinar Series

Join our other webinars in the SBS series:

Venue

Virtual Gathering


Webinars, Webcasts, Virtual

Join us online for live and on-demand sessions! Participation instructions will be sent in advance of the event.

Picture of venue

Media

Media Inquiries
Contact Katrina Cavalli at 212.313.1181.

Media Registration
Contact Evan Grogan at 212.313.1134

Policy
View SIFMA’s official Webinar Press Policy.

Webinar Tips and FAQs

For an optimal webinar experience, we recommend attendees view this webinar using a Chrome browser on a local machine. Avoid using a VPN or Remote Network (ie: Citrix).

You must have Javascript and Cookies enabled to access this webinar. For detailed information, including minimum system requirements and FAQs, view more Webinar Tips.

Please note: Webinar access instructions will be sent within 24 hours of the start of the webinar.

 

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.

Cancellations
All cancellation requests are subject to a $25 processing fee and must be made in writing to SIFMA Conferences no later than 48 hours prior to the start of the webinar. No substitutions or transfers will be accepted.