SII Graduate Program
About the 2021 SII Graduate Program The 2021 SII Graduate Program is an enhanced virtual program. The program will provide…
Join SIFMA at 12:15PM on Thursday, January 16 for a half-day session on products, tools and services available to assist with implementing and complying with Reg BI and Form CRS.
Please note: In-person registration is now closed. If you would like to register for the webinar, please contact SIFMA Conferences.
By June 30, 2020, registered broker-dealers must comply with Regulation Best Interest; and broker-dealers and investment advisers registered with the SEC must prepare, file, and deliver to retail investors, a new customer relationship summary (Form CRS). To complement SIFMA’s Reg BI Implementation Guide, this event will provide attendees an overview of the implementation considerations, and the opportunity to interact with vendors and consultants who are developing the products, tools and services to help firms with implementation and ongoing compliance.
Join SIFMA at 12:15PM on Thursday, January 16 for a half-day session on products, tools and services available to assist with implementing and complying with Reg BI and Form CRS.
Please note: In-person registration is now closed. If you would like to register for the webinar, please contact SIFMA Conferences.
By June 30, 2020, registered broker-dealers must comply with Regulation Best Interest; and broker-dealers and investment advisers registered with the SEC must prepare, file, and deliver to retail investors, a new customer relationship summary (Form CRS). To complement SIFMA’s Reg BI Implementation Guide, this event will provide attendees an overview of the implementation considerations, and the opportunity to interact with vendors and consultants who are developing the products, tools and services to help firms with implementation and ongoing compliance.