Moderator:
SII Graduate Program
About the 2021 SII Graduate Program The 2021 SII Graduate Program is an enhanced virtual program. The program will provide…
Reg BI Current Developments: Family Office Relief, New SEC Exam Priorities and More
Overview
On February 25th, SIFMA and the SIFMA C&L Society hosted a two-part webinar on current developments on family offices and the SEC’s latest exam priorities.
Watch On Demand
This virtual event is available to view on demand through March 25, 2021.
If you registered for this virtual event before 9:30 a.m. ET February 25, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Featured Speakers – Part 1: Family Offices (1:00- 1:35pm ET)
Also joining the panel:
Geeta Dhingra, SEC
Featured Speakers – Part 2: New SEC Exam Priorities (1:40- 2:20pm ET)
Featured Resource
SIFMA C&L Society
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. Learn more about the society and register for upcoming events!
SIFMA Webinar Series
Reg BI Current Developments: Family Office Relief, New SEC Exam Priorities and More
Registration Rates – Until 3/25/21
- Member Complimentary
- Regulator Complimentary
- Non-Member $99
Overview
On February 25th, SIFMA and the SIFMA C&L Society hosted a two-part webinar on current developments on family offices and the SEC’s latest exam priorities.
Watch On Demand
This virtual event is available to view on demand through March 25, 2021.
If you registered for this virtual event before 9:30 a.m. ET February 25, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Featured Speakers – Part 1: Family Offices (1:00- 1:35pm ET)
Also joining the panel:
Geeta Dhingra, SEC
Featured Speakers – Part 2: New SEC Exam Priorities (1:40- 2:20pm ET)
Register
| Registration Rates | Complimentary |
|---|
| Registration Rates | Complimentary |
|---|
| Registration Rates | $99 |
|---|
| Member | Regulator | Non-Member | |
|---|---|---|---|
| Registration Rates | Complimentary | Complimentary | $99 |
Venue
On Demand
Watch Replay, On Demand
Sponsorship
Interested in sponsoring a SIFMA Webinar? Contact Diana Serri at 212.313.1258.
Our Sponsors
SIFMA's Strategic Partners
Media
Media Inquiries and Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Webinar Tips and FAQs
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Code of Conduct
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Cancellations and Substitutions
Cancellation within 48 hours of the webinar will be subject to a $25 cancellation fee. No substitutions or transfers will be accepted.