Overview

On February 25th, SIFMA and the SIFMA C&L Society hosted a two-part webinar on current developments on family offices and the SEC’s latest exam priorities.

Watch On Demand

This virtual event is available to view on demand through March 25, 2021.

If you registered for this virtual event before 9:30 a.m. ET February 25, 2021, click here to watch now.

New registrant? Please register below; you will receive access instructions within three business days.

Questions? Contact the SIFMA C&L Society.

Featured Speakers – Part 1: Family Offices (1:00- 1:35pm ET)

Also joining the panel:
Geeta Dhingra, SEC

Featured Speakers – Part 2: New SEC Exam Priorities (1:40- 2:20pm ET)

SIFMA C&L Society

Featured Resource

SIFMA C&L Society

SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. Learn more about the society and register for upcoming events!

SIFMA Webinar Series

Reg BI Current Developments: Family Office Relief, New SEC Exam Priorities and More

Date

March 25, 2021

Location

On Demand

Hosted by

SIFMA C&L Society

Registration Rates – Until 3/25/21

  • Member Complimentary
  • Regulator Complimentary
  • Non-Member $99

Overview

On February 25th, SIFMA and the SIFMA C&L Society hosted a two-part webinar on current developments on family offices and the SEC’s latest exam priorities.

Watch On Demand

This virtual event is available to view on demand through March 25, 2021.

If you registered for this virtual event before 9:30 a.m. ET February 25, 2021, click here to watch now.

New registrant? Please register below; you will receive access instructions within three business days.

Questions? Contact the SIFMA C&L Society.

Featured Speakers – Part 1: Family Offices (1:00- 1:35pm ET)

Also joining the panel:
Geeta Dhingra, SEC

Featured Speakers – Part 2: New SEC Exam Priorities (1:40- 2:20pm ET)

Venue

On Demand


Watch Replay, On Demand

Picture of venue

Media

Media Inquiries and Registration
Contact Evan Grogan at 212.313.1134

Policy
View SIFMA’s official press policy.

Webinar Tips and FAQs

For an optimal webinar experience, we recommend attendees view this webinar using a Chrome browser on a local machine. Avoid using a VPN or Remote Network (ie: Citrix).

You must have Javascript and Cookies enabled to access this webinar. For detailed information, including minimum system requirements and FAQs, view more Webinar Tips.

 

Terms and Conditions

Code of Conduct

SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.

Cancellations and Substitutions

Cancellation within 48 hours of the webinar will be subject to a $25 cancellation fee. No substitutions or transfers will be accepted.