All members of the Operations & Technology Society (comprised of Corporate Actions Section, Credit & Margin Section, Customer Account Transfer…
Each year, SIFMA and The Clearing House gather policymakers, practitioners, financial researchers and subject matter experts for our Prudential Regulation Conference.
Following Treasury’s examination of the U.S. financial regulatory system, the 2018 conference provided insights into the future of prudential regulation – as the new leadership of the prudential agencies take up the Treasury Report recommendations and seek a better balance between safety and soundness, financial innovation, and jobs and economic growth.
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September 14, 2018
This annual event will feature industry leaders discussing the latest regulatory requirements and challenges in the tax compliance and corporate…
September 18, 2018
During 2018, prevalent and emerging risks created significant impact across financial services. Some of the key emerging risks include: industry-wide…