SIFMA FMS Fundamental Training: Brokerage Accounting
Join SIFMA’s Financial Management Society for an educational seminar on the fundamentals of stock brokerage accounting. Discussion Topics/Learning Objectives will include:…
Prudential Regulation Conference
Overview
Each year, SIFMA and The Clearing House gather policymakers, practitioners, financial researchers and subject matter experts for our Prudential Regulation Conference.
Following Treasury’s examination of the U.S. financial regulatory system, the 2018 conference provided insights into the future of prudential regulation – as the new leadership of the prudential agencies take up the Treasury Report recommendations and seek a better balance between safety and soundness, financial innovation, and jobs and economic growth.
Join the conversation on Twitter at #SIFMATCH
Prudential Regulation Conference
Registration Closed
Overview
Each year, SIFMA and The Clearing House gather policymakers, practitioners, financial researchers and subject matter experts for our Prudential Regulation Conference.
Following Treasury’s examination of the U.S. financial regulatory system, the 2018 conference provided insights into the future of prudential regulation – as the new leadership of the prudential agencies take up the Treasury Report recommendations and seek a better balance between safety and soundness, financial innovation, and jobs and economic growth.
Join the conversation on Twitter at #SIFMATCH
Pricing
| Early Bird Rates | $545 |
|---|---|
| Standard Rates | $595 |
| On-Site Rates | $645 |
| Early Bird Rates | $645 |
|---|---|
| Standard Rates | $695 |
| On-Site Rates | $745 |
| Early Bird Rates | $245 |
|---|---|
| Standard Rates | $245 |
| On-Site Rates | $245 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| Early Bird Rates | $545 | $645 | $245 |
| Standard Rates | $595 | $695 | $245 |
| On-Site Rates | $645 | $745 | $245 |
Program
8:00am – 5:00pm
Registration Desk Hours
8:00am – 8:25am
Sponsored by Sullivan & Cromwell LLP
Sponsored by Sullivan & Cromwell LLP
8:25am – 8:30am
Participants
Kenneth E. Bentsen, Jr.
Speaker
8:30am – 9:15am
A view of the banking industry from the perspective of the primary regulator overseeing the national banking system.
A view of the banking industry from the perspective of the primary regulator overseeing the national banking system.
Participants
Greg Baer, Hon. Joseph M. Otting
Moderator
Speaker
9:15am – 10:00am
A member of the Senate Banking Committee, Senator Pat Toomey (R-PA), will discuss the legislative priorities impacting the financial services industry.
A member of the Senate Banking Committee, Senator Pat Toomey (R-PA), will discuss the legislative priorities impacting the financial services industry.
Participants
Kenneth E. Bentsen, Jr., Senator Pat Toomey (R-PA)
Moderator
Speaker
10:00am – 10:15am
Networking Break
10:15am – 11:00am
An informal discussion about the Federal Reserve’s prudential regulatory and policy priorities.
An informal discussion about the Federal Reserve’s prudential regulatory and policy priorities.
Participants
Jeremy Newell, Mark E. Van Der Weide
Moderator
Speaker
11:00am – 12:00pm
A panel of regulators and industry experts discuss the latest trends in the supervisory and examination context. Session topics include: the role and meaning of regulatory guidance; changes in the…
A panel of regulators and industry experts discuss the latest trends in the supervisory and examination context. Session topics include: the role and meaning of regulatory guidance; changes in the supervisory ratings process; perspectives on the treatment of attorney-client privilege in regulatory exams and investigations; changes in how MRAs/MRIAs are issued and resolved; a fresh look at “confidential supervisory information”; and more.
Participants
Margaret E. Tahyar, Greg Coleman, Michael S. Gibson
Moderator
Panelists
12:00pm – 12:45pm
Participants
Greg Baer, Jelena McWilliams
Moderator
Speaker
12:45pm – 1:45pm
Networking Lunch
1:45pm – 2:30pm
The Heads of the Washington Offices for Goldman Sachs and Morgan Stanley will discuss the policy of the financial services appointees for the Trump Administration. This session will also examine…
The Heads of the Washington Offices for Goldman Sachs and Morgan Stanley will discuss the policy of the financial services appointees for the Trump Administration. This session will also examine how these administration officials are working with Congress and the industry to set a new course for financial services regulation. Panelists will also offer perspectives on how prudential policy impacts the capital markets and what the 2018 election may mean for the industry.
Participants
Carter K. McDowell, Michael J. Stein, Candida “Candi” P. Wolff
Moderator
Panelists
2:30pm – 3:30pm
This session will examine how societal and technological changes affect the industry, and how prudential agencies may respond to these changes.
This session will examine how societal and technological changes affect the industry, and how prudential agencies may respond to these changes.
Participants
Adam Gilbert, Ben Alden, Keith A. Noreika
Moderator
Panelists
3:30pm – 3:45pm
Networking Break
3:45pm – 4:45pm
Senior industry executives describe how the prudential framework affects business and other internal practices, and discuss the issues that are creating the greatest challenges for banks.
Senior industry executives describe how the prudential framework affects business and other internal practices, and discuss the issues that are creating the greatest challenges for banks.
Participants
Mitchell S. Eitel, Roger A. Blissett, Albert A. Ciafre, Kieran J. Fallon, Betty A. Whelchel
Moderator
Panelists
4:45pm – 4:50pm
Participants
John Court, Carter McDowell
Speakers
4:50pm – 6:00pm
Sponsored by Davis Polk
Sponsored by Davis Polk
Venue
National Press Club
529 14th Street NW, 13th Floor
Washington, DC 20045
For more than a century, the National Press Club has been Washington’s home for news, business and social events in the nation’s capital – hosting more than 2,100 public and private events annually featuring global leaders in media, business, politics, sports and entertainment.
Nestled in the heart of downtown between The White House, Washington Monument and Capitol Hill with easy access to Metro, parking and hotels, the National Press Club not only provides a historic setting like no other, but also convenience, value and world-class service to deliver a unique conference experience.
Related Resources
Resources
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SIFMA Insights: Recalibrating (Not Repealing) Prudential Regulation
Inside this note from SIFMA Insights, we analyze: EGRRCPA hopes to spur bank lending in the U.S.; new groupings based on total assets; capital ratios across the new groupings; a deeper look at CCAR banks under $250 billion in assets; non G-SIB banks over $250 billion in assets – more in line with other non G-SIBs; potential capital release if tailoring is applied; and oh, what a web we weave, showing the spider webs of regulations and regulators.
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PDFDownload 2018 Program
2018 Program
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PDFDownload 2017 Program
2017 Program
Sponsorship
Questions? Contact Diana Serri.
View Sponsor Profiles (PDF)
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SIFMA's Strategic Partners
Accreditation
SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. Parts of this program will be available for CLE credits. Fee reduction may be available for qualified registrants.
Media
Media Inquiries
Contact Lindsay Gilbride (SIFMA) at 202.962.7390 | Sean Oblack (TCH) at 202.649.4629.
Media Registration
Contact Emily Reinus at 212.313.1339.
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.
Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.
Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.