GFMA LEI Webinar
The GFMA LEI Webinar will provide an update on the ongoing global Legal Entity Identifier (LEI) projects and policy matters.…
Prudential Regulation Conference
Overview
SIFMA and the Bank Policy Institute’s (BPI) 2020 Prudential Regulation Conference will focus on the tailoring of prudential regulation and the supervision of the capital markets. With regulators using the principles of fairness, predictability, efficiency, accountability, and transparency to guide them, we’ll explore what these principles mean and discuss how regulators and the industry might apply them to capital markets regulation, supervision, risk management, and more.
Hear from regulators, the industry, and policy makers on how the combination of new technology and these principles can help the industry evolve, remain safe and sound, and spur innovation and technological transformation. Program topics will include:
- Tailoring Principles: Fairness, Predictability Efficiency, Accountability and Transparency
- Current Regulatory Changes: Volcker Rule, Repo Market Changes, Inter-Affiliate Initial Margin, Brokered Deposits, and Control
- Future Regulatory Changes: Basel 3, FRTB, NSFR, SCB, Internal TLAC, Operational Resiliency, and Fragmentation
- Current Supervisory Changes: 2020 Stress Testing/GMS and LCD, LISCC and FBO issues, MRAs
- Future Supervisory Changes: Climate and ESG
7th Annual
Prudential Regulation Conference
Prudential Policy’s Impact on the Capital Markets
Early Bird Rates – Until 5/8/20
- Member $595
- Non-Member $695
- Regulator $295
Overview
SIFMA and the Bank Policy Institute’s (BPI) 2020 Prudential Regulation Conference will focus on the tailoring of prudential regulation and the supervision of the capital markets. With regulators using the principles of fairness, predictability, efficiency, accountability, and transparency to guide them, we’ll explore what these principles mean and discuss how regulators and the industry might apply them to capital markets regulation, supervision, risk management, and more.
Hear from regulators, the industry, and policy makers on how the combination of new technology and these principles can help the industry evolve, remain safe and sound, and spur innovation and technological transformation. Program topics will include:
- Tailoring Principles: Fairness, Predictability Efficiency, Accountability and Transparency
- Current Regulatory Changes: Volcker Rule, Repo Market Changes, Inter-Affiliate Initial Margin, Brokered Deposits, and Control
- Future Regulatory Changes: Basel 3, FRTB, NSFR, SCB, Internal TLAC, Operational Resiliency, and Fragmentation
- Current Supervisory Changes: 2020 Stress Testing/GMS and LCD, LISCC and FBO issues, MRAs
- Future Supervisory Changes: Climate and ESG
Pricing
| Early Bird Rates | $595 |
|---|---|
| Standard Rates | $645 |
| On-Site Rates | $695 |
| Early Bird Rates | $695 |
|---|---|
| Standard Rates | $745 |
| On-Site Rates | $795 |
| Early Bird Rates | $295 |
|---|---|
| Standard Rates | $345 |
| On-Site Rates | $345 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| Early Bird Rates | $595 | $695 | $295 |
| Standard Rates | $645 | $745 | $345 |
| On-Site Rates | $695 | $795 | $345 |
Venue
Covington One City Center
850 Tenth Street, NW
Washington, DC 20001-4956
Hotel Accommodations
If you require accommodation, the following hotels are located near One CityCenter:
Grand Hyatt Washington
1000 H St NW
Washington, DC 20001
(202) 582-1234
Washington Marriott at Metro Center
775 12th St NW
Washington, DC 20005
(202) 737-2200
Renaissance Washington DC Downtown Hotel
999 9th St NW
Washington, DC 20001
(202) 898-9000
Hilton Garden Inn Washington DC Downtown
815 14th St NW
Washington, DC 20005
(202) 783-7800
Accreditation
CLE Credits
SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. Parts of this program will be available for CLE credits. Fee reduction may be available for qualified registrants.
Media
Media Inquiries
Contact Lindsay Gilbride (SIFMA) at 202.962.7390 | Sean Oblack (BPI) at 202.649.4629.
Media Registration
Contact Evan Grogan at 212.313.1134.
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.
Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.