Listed Options Symposium
Join sell-side, buy-side, exchange and regulatory leaders in New York City on September 18 for a robust discussion on the…
Prudential Regulation Conference
Overview
SIFMA and the Bank Policy Institute will again gather policymakers, practitioners, financial researchers and subject matter experts at the 6th Annual Prudential Regulation Conference.
This year’s conference will assess how the post-crisis prudential regulatory framework is affecting the capital markets, including market liquidity, capital formation and innovation. Join us to explore the health of the capital markets and the impact of prudential regulation.
Featured Speakers
H. Rodgin Cohen
Senior Chairman
Sullivan & Cromwell LLP
The Honorable Hester Peirce
Commissioner
U.S. Securities and Exchange Commission (SEC)
Commissioner Brian D. Quintenz
Commissioner
U.S. Commodity Futures Trading Commission
Mark Van Der Weide
General Counsel
Federal Reserve Board
6th Annual
Prudential Regulation Conference
Prudential Policy’s Impact on the Capital Markets
Registration Closed
Overview
SIFMA and the Bank Policy Institute will again gather policymakers, practitioners, financial researchers and subject matter experts at the 6th Annual Prudential Regulation Conference.
This year’s conference will assess how the post-crisis prudential regulatory framework is affecting the capital markets, including market liquidity, capital formation and innovation. Join us to explore the health of the capital markets and the impact of prudential regulation.
Featured Speakers
Pricing
| Early Bird Rates | $545 |
|---|---|
| Standard Rates | $595 |
| On-Site Rates | $645 |
| Early Bird Rates | $645 |
|---|---|
| Standard Rates | $695 |
| On-Site Rates | $745 |
| Early Bird Rates | $245 |
|---|---|
| Standard Rates | $245 |
| On-Site Rates | $245 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| Early Bird Rates | $545 | $645 | $245 |
| Standard Rates | $595 | $695 | $245 |
| On-Site Rates | $645 | $745 | $245 |
Program
8:00am – 6:00pm
Registration Desk Hours
8:00am – 8:45am
Sponsored by Sullivan & Cromwell
Sponsored by Sullivan & Cromwell
8:45am – 8:50am
Participants
Joseph L. Seidel
Speaker
8:50am – 9:30am
Participants
Joseph L. Seidel, H. Rodgin Cohen
Moderator
Speaker
9:30am – 10:30am
It appears the Fed will be ending its balance sheet wind down sooner than expected, as banks’ demands for excess reserves balances were much higher than expected. This elevated demand…
It appears the Fed will be ending its balance sheet wind down sooner than expected, as banks’ demands for excess reserves balances were much higher than expected. This elevated demand owes in part to regulatory and supervisory expectations. As the reserve balance tightens, this panel will discuss the forces shaping reserve demand, as well as the implications for the money market.
Participants
Bill Nelson, Seth Carpenter, Michael Cloherty, Lou Crandall, James J. McAndrews
Moderator
Panelists
10:30am – 10:50am
Networking Break
10:50am – 11:50am
The Federal Reserve’s annual stress testing and CCAR process have come to play a larger and larger role in the oversight of the largest banks operating in the U.S. In…
The Federal Reserve’s annual stress testing and CCAR process have come to play a larger and larger role in the oversight of the largest banks operating in the U.S. In some years this supervision exercise limits capital distributions to shareholders and plays a major role in the internal capital allocation among business units more than the regulations applicable to these firms and business units. Several aspects of this process, including the GMS test and the double counting of certain capital and liquidity requirements weigh heavily on capital markets activities and have made the Federal Reserve one of the primary drivers of risk management and business decision-making in the U.S. capital markets. This panel will look at the Fed’s role in setting policy for the U.S. capital markets and offer suggestions from the industry and policy makers for ways the Federal Reserve and its stress testing and CCAR process could be modified to maintain the safely and soundness of the system while allowing the system to evolve, flourish and serve the capital needs of the economy.
Participants
Adam Gilbert, Francisco Covas, Suzi Grady, Brian J. Lee, Coryann Steffanson
Moderator
Panelists
11:50am – 1:30pm
Del Frisco's Double Eagle Steakhouse 950 I Street NW Washington DC 20001
Del Frisco’s Double Eagle Steakhouse
950 I Street NW
Washington DC 20001
1:30pm – 2:15pm
Participants
Karen Solomon, The Honorable Hester M. Peirce, Commissioner Brian D. Quintenz
Moderator
Speakers
2:15pm – 3:15pm
There was a significant amount of volatility and market dislocations in the fourth quarter of 2018, with a broad sell-off across various asset classes coinciding with concerns about trade, slowing…
There was a significant amount of volatility and market dislocations in the fourth quarter of 2018, with a broad sell-off across various asset classes coinciding with concerns about trade, slowing global growth and the Fed not adjusting the pace of monetary policy. This panel will discuss to what extent prudential regulations are playing a role in exacerbating market moves in response to negative economic news and increased uncertainty.
Participants
Isaac Boltansky, Fabio M. Natalucci, Thomas Pluta, Maura Walsh
Moderator
Panelists
3:15pm – 3:35pm
Networking Break
3:35pm – 4:30pm
This panel will focus on the impact of the prudential liquidity rules on the capital markets, including the Volcker rule, the capital markets impacts of the FBO proposal, and the…
This panel will focus on the impact of the prudential liquidity rules on the capital markets, including the Volcker rule, the capital markets impacts of the FBO proposal, and the LCR, the NSFR, and limits on short-term wholesale funding.
Participants
Gabriel D. Rosenberg, Kevin Bailey, Joseph Shropshire
Moderator
Panelists
4:30pm – 5:15pm
Participants
Greg Baer, Mark E. Van Der Weide
Moderator
Speaker
5:15pm – 5:20pm
Participants
John Court, Carter McDowell
Speakers
5:20pm – 6:15pm
Sponsored by Davis Polk & Wardwell LLP
Sponsored by Davis Polk & Wardwell LLP
Venue
Covington One City Center
850 Tenth Street, NW
Washington, DC 20001-4956
Hotel Accommodations
If you require accommodation, the following hotels are located near One CityCenter:
Grand Hyatt Washington
1000 H St NW
Washington, DC 20001
(202) 582-1234
Washington Marriott at Metro Center
775 12th St NW
Washington, DC 20005
(202) 737-2200
Renaissance Washington DC Downtown Hotel
999 9th St NW
Washington, DC 20001
(202) 898-9000
Hilton Garden Inn Washington DC Downtown
815 14th St NW
Washington, DC 20005
(202) 783-7800
Accreditation
CLE Credits
SIFMA has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. Parts of this program will be available for CLE credits. Fee reduction may be available for qualified registrants.
CPE Credits
Eligible for up to 3.6CPE Credits
Fields of Study:
- Finance: 3.6 hrs
Program Level: Intermediate
Delivery Method: Group Live
Advance Preparation: None
CEU Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website:www.nasbaregistry.org
Media
Media Inquiries
Contact Lindsay Gilbride (SIFMA) at 202.962.7390 | Sean Oblack (BPI) at 202.649.4629.
Media Registration
Contact Evan Grogan at 212.313.1134.
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.
Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.