C&L Society January Luncheon
Join the SIFMA Compliance & Legal Society at one of our special luncheon presentations. Registration is now open for the…
Private Client Conference
Overview
41st Annual
Private Client Conference
Early Bird Rates – Until 3/8/19
- Member $1195
- Non-Member $1695
- Regulator $695
Overview
SIFMA’s Private Client Conference brings together leaders from across private wealth management to examine the most topical issues facing the business. Register at the early bird rate and participate in discussions on April 10-12 focusing on financial advice amidst rapidly changing technology, regulations, and investor demographics.
Join leaders at #SIFMApcc including:
Sandy Bolton
Managing Director, Head of Managed Investments, Investment Solutions Group
Bank of America Merrill Lynch
More speaker and program announcements coming soon.
Pricing
| Early Bird Rates | $1195 |
|---|---|
| Pre-Conference Rates | $1295 |
| On-Site Rates | $1395 |
| Early Bird Rates | $1695 |
|---|---|
| Pre-Conference Rates | $1795 |
| On-Site Rates | $1895 |
| Early Bird Rates | $695 |
|---|---|
| Pre-Conference Rates | $795 |
| On-Site Rates | $795 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| Early Bird Rates | $1195 | $1695 | $695 |
| Pre-Conference Rates | $1295 | $1795 | $795 |
| On-Site Rates | $1395 | $1895 | $795 |
Program
7:15am – 8:00am
Networking Breakfast
7:15am – 2:00pm
Stay tuned for more speaker and program announcements coming soon
Stay tuned for more speaker and program announcements coming soon
8:00am – 8:05am
Participants
John Maurello
Speaker
8:05am – 8:20am
Participants
James R. Allen
Speaker
8:20am – 9:00am
Participants
Kenneth E. Bentsen, Jr., Ken Cella, Joseph E. Sweeney
Speakers
9:00am – 9:20am
Participants
Andrew M. Sieg
Speaker
9:40am – 10:15am
Participants
Steven M. Samuels
Moderator
10:15am – 10:35am
Participants
Shelley S. O’Connor
Speaker
10:35am – 11:15am
Panel
11:15am – 11:45am
Participants
Clara Shih
Speaker
11:45am – 1:15pm
Veteran political consultant and MSNBC Political Analyst, Susan Del Percio will deliver the luncheon keynote address. As we get closer to the 2020 presidential election, we look forward to Susan’s timely insights into…
Veteran political consultant and MSNBC Political Analyst, Susan Del Percio will deliver the luncheon keynote address. As we get closer to the 2020 presidential election, we look forward to Susan’s timely insights into the U.S. political environment and the biggest challenges that may lie ahead.
Participants
Susan del Percio
Speaker
1:15pm – 2:00pm
Participants
Kevin Carroll, Susan F. Axelrod, David A. Forman, Michael Rufino, Anne Tennant
Moderator
Panelists
6:00pm – 8:00pm
Networking Reception
7:00am – 7:45am
Networking Breakfast
7:00am – 12:00pm
Registration Desk Hours
7:45am – 7:50am
Participants
John Maurello
Speaker
7:50am – 8:10am
Featured Speaker
8:10am – 8:50am
Participants
Paul C. Santucci
Moderator
8:50am – 9:10am
Participants
Tash Elwyn
Speaker
9:10am – 9:30am
Networking Break
9:30am – 9:50am
Featured Speaker: Broadridge Financial Solutions
9:50am – 10:30am
Technology Panel
10:30am – 11:15am
As the face of the individual investor evolves, so too does the opportunity to create investment advice tailored to their diverse needs across a variety of life stages. How can…
As the face of the individual investor evolves, so too does the opportunity to create investment advice tailored to their diverse needs across a variety of life stages. How can private wealth managers and asset managers partner to create a new generation of customized investment solutions?
Participants
Sandy Bolton, Jaime Magyera, Pete Thatch
Panelists
11:15am – 12:00pm
A discussion of the newest trends in the industry from an emphasis on increasing auto-plan features to how firms utilize the digital marketspace. New regulations in place to protect seniors…
- A discussion of the newest trends in the industry from an emphasis on increasing auto-plan features to how firms utilize the digital marketspace.
- New regulations in place to protect seniors from financial exploitation, and what more is being done
- Retirement legislation has a chance for 2019 – hear the latest
Participants
Lisa Bleier, Laura A. Grogan O’Mara, Dave Koshgarian
Moderator
Panelists
Venue
The Ritz-Carlton Golf Resort Naples
2600 Tiburon Drive
Naples, FL 34109
Country club sophistication and old-world charm intermingle in the casual, yet elegant setting of The Ritz-Carlton Golf Resort, Naples. As one of the finest luxury golf resorts in Florida, The Ritz-Carlton Golf Resort, Naples features two stunning PGA-level golf courses, which host two major professional golf tournaments annually.
Hotel Accommodations
SIFMA has reserved a block of rooms at the Ritz-Carlton Golf Resort. Rates will start at $309 per night and are quoted exclusive of applicable room tax, applicable service/hotel-specific fees or other miscellaneous taxes.
Please make your booking through the following link: https://book.passkey.com/event/49794677/owner/49699364/home.
Please note that the group rates are good through March 15th, but rooms are limited and only available on a first-come, first-served basis–they may sell out early! Once the block is sold out, the hotel’s market price applies regardless of the date booking. Make sure to confirm all cancellation policies and forfeiture of deposits directly with the hotel when booking your reservation.
Sponsorship
Questions? Contact Tamara Bailey at 212.313.1240.
Gold
Silver
SIFMA's Strategic Partners
Media
Media Inquiries
Contact Lindsay Gilbride at 202.962.7390
Media Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.
If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.
SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.
Attendee Roster
For your name to be included in the Attendee Roster, your completed registration form and payment must be received no later than two weeks prior to the event. Registrations received after that time will not be included in the Roster.
Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.