Volcker Covered Funds: The Final Rules
Over the last few years, regulators have sought to reassess the implementing regulations of the Volcker Rule with a view…
Private Client Conference
Overview
It is with great disappointment that we must formally advise you that SIFMA’s 2020 Private Client Conference has been canceled. You should have by now received notice of cancellation from our host, Marriott Turnberry.
For more than 40 years, this event has gathered the leaders of the wealth management industry. Unfortunately, however, circumstances beyond our control have made it impossible to proceed with the event this year. The cancellation was precipitated primarily by restrictions on non-essential travel implemented by many of SIFMA’s member firms and other organizations that will undoubtedly impact the ability of our speakers, sponsors and other attendees to participate in the event, as well as public health and travel advisories, difficulties with air travel, and other recent events related to the spread of the novel coronavirus (COVID-19). Additionally, as I am sure you are aware, the President has declared a national emergency; the Governor of Florida has declared a state public health emergency; and the Mayor of Miami-Dade County has taken action to restrict large gatherings. This all follows in the wake of CDC guidelines to avoid large gatherings of people. All of these restrictions, notices and policies have combined to make it impossible to hold the Private Client Conference this year. We hope this advance notice affords you the opportunity to plan accordingly.
SIFMA’s Business Continuity Planning (BCP) team continues to closely monitor COVID-19 and its impact on our industry and the markets. In the event of a significant incident that affects or has the potential to affect the operations of the financial system, SIFMA helps to coordinate the financial industry’s BCP efforts. For more information and resources for those at your firm entrusted with this critical role, please visit www.sifma.org/bcp.
Your registration fee is 100% refundable and will be automatically refunded within the next 30 days. You do not need to contact SIFMA for this refund. Please contact hotels booked outside SIFMA’s room block and other travel carriers to cancel arrangements as needed.
We appreciate your understanding and support, and we look forward to seeing you at the 2021 Private Client Conference. Stay tuned for its date and location; in the meantime, you can view SIFMA’s other upcoming events at www.sifma.org/events.
What to Expect at #SIFMApcc
Watch Livestream Replays from 2019
Watch replays of the livestream from SIFMA’s 2019 Private Client Conference:
- Hearing from Emerging Leaders | Featuring Ameriprise, Merrill Lynch, Raymond James and UBS
- Financial Advisors – Helping Investors Achieve their Financial Goals | Featuring Baird, Edward Jones, Merrill Lynch, Morgan Stanley and Raymond James
42nd Annual
Private Client Conference
Registration Closed
Overview
It is with great disappointment that we must formally advise you that SIFMA’s 2020 Private Client Conference has been canceled. You should have by now received notice of cancellation from our host, Marriott Turnberry.
For more than 40 years, this event has gathered the leaders of the wealth management industry. Unfortunately, however, circumstances beyond our control have made it impossible to proceed with the event this year. The cancellation was precipitated primarily by restrictions on non-essential travel implemented by many of SIFMA’s member firms and other organizations that will undoubtedly impact the ability of our speakers, sponsors and other attendees to participate in the event, as well as public health and travel advisories, difficulties with air travel, and other recent events related to the spread of the novel coronavirus (COVID-19). Additionally, as I am sure you are aware, the President has declared a national emergency; the Governor of Florida has declared a state public health emergency; and the Mayor of Miami-Dade County has taken action to restrict large gatherings. This all follows in the wake of CDC guidelines to avoid large gatherings of people. All of these restrictions, notices and policies have combined to make it impossible to hold the Private Client Conference this year. We hope this advance notice affords you the opportunity to plan accordingly.
SIFMA’s Business Continuity Planning (BCP) team continues to closely monitor COVID-19 and its impact on our industry and the markets. In the event of a significant incident that affects or has the potential to affect the operations of the financial system, SIFMA helps to coordinate the financial industry’s BCP efforts. For more information and resources for those at your firm entrusted with this critical role, please visit www.sifma.org/bcp.
Your registration fee is 100% refundable and will be automatically refunded within the next 30 days. You do not need to contact SIFMA for this refund. Please contact hotels booked outside SIFMA’s room block and other travel carriers to cancel arrangements as needed.
We appreciate your understanding and support, and we look forward to seeing you at the 2021 Private Client Conference. Stay tuned for its date and location; in the meantime, you can view SIFMA’s other upcoming events at www.sifma.org/events.
What to Expect at #SIFMApcc
Watch Livestream Replays from 2019
Watch replays of the livestream from SIFMA’s 2019 Private Client Conference:
- Hearing from Emerging Leaders | Featuring Ameriprise, Merrill Lynch, Raymond James and UBS
- Financial Advisors – Helping Investors Achieve their Financial Goals | Featuring Baird, Edward Jones, Merrill Lynch, Morgan Stanley and Raymond James
Register
| Early Bird Rates | $1195 |
|---|---|
| Pre-Conference Rates | $1295 |
| On-Site Rates | $1395 |
| Early Bird Rates | $1695 |
|---|---|
| Pre-Conference Rates | $1795 |
| On-Site Rates | $1895 |
| Early Bird Rates | $695 |
|---|---|
| Pre-Conference Rates | $795 |
| On-Site Rates | $795 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| Early Bird Rates | $1195 | $1695 | $695 |
| Pre-Conference Rates | $1295 | $1795 | $795 |
| On-Site Rates | $1395 | $1895 | $795 |
Program
7:00am – 2:00pm
Registration Desk Hours
7:00am – 7:50am
Networking Breakfast
7:50am – 8:00am
Welcome Remarks
8:00am – 8:20am
Participants
Joseph E. Sweeney
Speaker
8:20am – 8:40am
Participants
James E. Hays
Speaker
8:40am – 9:00am
Participants
Craig H. Young
Speaker
9:00am – 9:45am
Diversity & Inclusion Panel
9:45am – 10:00am
Networking Break
10:00am – 10:45am
Wealth management firms have invested heavily in providing a range of investment advisory offerings to suit the varied needs of their clients and financial advisors. Unfortunately, the various investments firms…
Wealth management firms have invested heavily in providing a range of investment advisory offerings to suit the varied needs of their clients and financial advisors. Unfortunately, the various investments firms have made over the years has led to disparate programs that are difficult for advisors to navigate when crafting optimal solutions for clients. Learn how these investments can be harnessed to leverage the strengths of your firm, bring efficiencies to financial advisors, and provide tailored advice to each client.
Concurrent Session
10:50am – 11:30am
Financial Advisors provide important services to investors to help them attain their financial goals. FAs regularly help their clients financially navigate “life events,” such as birth, marriage, college funding, divorce,…
Financial Advisors provide important services to investors to help them attain their financial goals. FAs regularly help their clients financially navigate “life events,” such as birth, marriage, college funding, divorce, job transition, and aging. Each life event is a vital time in an investor’s life, and the FA/Client relationship is crucial for investors to reach optimal financial decisions. This panel of experienced FAs from across the country will provide their insight on how they best serve their clients’ interests and help them achieve desired results.
Participants
Anne Bedinger, Tony Parr
Panelists
11:30am – 12:00pm
Participants
Kenneth E. Bentsen, Jr., Joseph E. Sweeney, Jamie Wall
Moderator
Panelists
12:00pm – 1:15pm
The Catalyst: How to Change Anyone’s Mind Everyone has something they want to change. Employees want to change their boss’ mind and leaders want to transform organizations. Salespeople want to…
The Catalyst: How to Change Anyone’s Mind
Everyone has something they want to change. Employees want to change their boss’ mind and leaders want to transform organizations. Salespeople want to win clients and marketers want to change consumer behavior. Politicians want to change countries, startups want to revolutionize industries, and nonprofits want to change the world.
But change is hard. We push and push, but often nothing happens. Could there be a better way?
This talk introduces a revolutionary approach to change. Successful change isn’t about pushing harder or exerting more energy. It’s about removing barriers. Overcoming resistance by reducing friction and lowering the hurdles to action. Discover the five hidden factors that impede change, and how by mitigating them, you can change anything.
Participants
Jonah Berger
Speaker
1:15pm – 2:00pm
Panel Discussion
6:00pm – 8:00pm
Networking Reception
7:00am – 11:45am
Registration Desk Hours
7:00am – 7:40am
Networking Breakfast
7:40am – 7:45am
Opening Remarks
7:45am – 8:45am
What is the most important thing for living a happier life according to the world’s longest study? What about for building a higher-performing team? And how do both of these things…
What is the most important thing for living a happier life according to the world’s longest study? What about for building a higher-performing team? And how do both of these things tie directly into the growth of financial advisors and their ability to reach new households, especially in the HNW/UHNW space?
Attendees will discover:
- What matters most for personal happiness based on data from Harvard, and why it’s not money, health, achievements, or even family
- What matters most for team performance based on data from Google
- How shifting demographics are evolving to put client happiness front and center
- A framework that helps advisors, managers, and leaders compete to win against fee compression, robo-advice, and industry-wide change
This has been one of the highest-rated sessions at SIFMA’s Securities Industry Institute as well as in the field for top advisors and their clients.
Participants
Andrew Bernstein
Speaker
8:45am – 9:30am
Participants
Ken Cella
Speaker
9:30am – 9:45am
Hear about the AARP and SIFMA partnership, and how it could help your business.
Hear about the AARP and SIFMA partnership, and how it could help your business.
9:45am – 10:00am
Networking Break
10:00am – 10:40am
Concurrent Session
Concurrent Session
10:45am – 11:05am
Featured Speaker
11:05am – 11:25am
Participants
Lisa Kidd Hunt
Speaker
11:25am – 11:45am
Featured Speaker
Venue
JW Turnberry Miami
19999 W Country Club Dr
Aventura, FL 33180
This venue features a 300-acre tropical oasis nestled in the heart of Aventura. Offering 36 holes of championship golf, award-winning dining experiences and more, it provides contemporary elegance, South Florida style.
Hotel Accommodations
If you booked your hotel under SIFMA’s room block, your reservation will be automatically canceled and your deposit refunded. Please contact outside hotels and travel carriers to cancel other travel arrangements as needed.
Sponsorship
Questions? Contact Tamara Bailey at 212.313.1240.
Diamond
Gold
Silver
Contributor
SIFMA's Strategic Partners
Media
Media Inquiries
Contact Evan Grogan at 212.313.1134
Media Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.
Substitutions
Conference registration substitutions are welcome. Email SIFMA Conferences with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.