SIFMA and the Wall Street Tax Educational Corporation present the 2017 Global Tax Reporting Symposium on October 3-4, 2017 at…
With the February implementation deadline fast approaching, join SIFMA for a Senior Investor Protection Seminar to take a deep dive into FINRA rules 2165 and 4512. Industry experts and regulators will gather to review these new rules, which will provide firms with a safe harbor for temporarily holding suspect disbursements and requires firms to attempt to collect trusted contact information from all their clients. During this half-day program, participants will have the opportunity to analyze the new rules and discuss the various implementation strategies of firms of all sizes and business models. Participate in-person or via webinar.
October 4, 2017
Join SIFMA for a complimentary Securitization Spotlight Webinar on getting ready for the single security from 11:00am – 12:00pm EST…
October 5, 2017
Connect with fellow industry professionals at the 14th annual Global Corporate Actions Forum in Boston. This annual event provides valuable…