Preparing for Client Focused Reform Requirements: Key Considerations
Overview
On January 21, SIFMA and the SIFMA C&L Society discussed how firms are approaching and preparing for both the Client Focused Reforms and the changes IIROC is making to align with new requirements and increased standards and expectations.
Watch On Demand
This virtual event is available to view on demand through February 21, 2021.
If you registered for this virtual event before 9:30 a.m. ET January 21, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Co-hosted by:
Featured Speakers
Richard J. Corner
Vice President and Chief Policy Advisor, Member Regulation and Acting Vice President, Member Regulation Policy
Investment Industry Regulatory Organization of Canada (IIROC)
Preparing for Client Focused Reform Requirements: Key Considerations
Registration Closed
Overview
On January 21, SIFMA and the SIFMA C&L Society discussed how firms are approaching and preparing for both the Client Focused Reforms and the changes IIROC is making to align with new requirements and increased standards and expectations.
Watch On Demand
This virtual event is available to view on demand through February 21, 2021.
If you registered for this virtual event before 9:30 a.m. ET January 21, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Co-hosted by:
Featured Speakers
Richard J. Corner
Vice President and Chief Policy Advisor, Member Regulation and Acting Vice President, Member Regulation Policy
Investment Industry Regulatory Organization of Canada (IIROC)
Register
| Registration Rates | Complimentary |
|---|
| Registration Rates | Complimentary |
|---|
| Registration Rates | $99 |
|---|
| Member | Regulator | Non-Member | |
|---|---|---|---|
| Registration Rates | Complimentary | Complimentary | $99 |
Venue
On Demand
On Demand , Watch Replay
Sponsorship
Interested in sponsoring a SIFMA Webinar? Contact Diana Serri at 212.313.1258.
Our Sponsor
SIFMA's Strategic Partners
Media
Media Inquiries and Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Webinar Tips and FAQs
For an optimal webinar experience, we recommend attendees view this webinar using a Chrome browser on a local machine. Avoid using a VPN or Remote Network (ie: Citrix).
You must have Javascript and Cookies enabled to access this webinar. For detailed information, including minimum system requirements and FAQs, view more Webinar Tips.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.
Cancellations and Substitutions
Cancellation within 48 hours of the webinar will be subject to a $25 cancellation fee. No substitutions or transfers will be accepted.