Preparing for Client Focused Reform Requirements: Key Considerations
Overview
On January 21, SIFMA and the SIFMA C&L Society discussed how firms are approaching and preparing for both the Client Focused Reforms and the changes IIROC is making to align with new requirements and increased standards and expectations.
Watch On Demand
This virtual event is available to view on demand through February 21, 2021.
If you registered for this virtual event before 9:30 a.m. ET January 21, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Co-hosted by:
Featured Speakers

Richard J. Corner
Vice President and Chief Policy Advisor, Member Regulation and Acting Vice President, Member Regulation Policy
Investment Industry Regulatory Organization of Canada (IIROC)

Preparing for Client Focused Reform Requirements: Key Considerations
Registration Closed
Overview
On January 21, SIFMA and the SIFMA C&L Society discussed how firms are approaching and preparing for both the Client Focused Reforms and the changes IIROC is making to align with new requirements and increased standards and expectations.
Watch On Demand
This virtual event is available to view on demand through February 21, 2021.
If you registered for this virtual event before 9:30 a.m. ET January 21, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Co-hosted by:
Featured Speakers

Richard J. Corner
Vice President and Chief Policy Advisor, Member Regulation and Acting Vice President, Member Regulation Policy
Investment Industry Regulatory Organization of Canada (IIROC)