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Preparing for Client Focused Reform Requirements: Key Considerations
Overview
On January 21, SIFMA and the SIFMA C&L Society discussed how firms are approaching and preparing for both the Client Focused Reforms and the changes IIROC is making to align with new requirements and increased standards and expectations.
Watch On Demand
This virtual event is available to view on demand through February 21, 2021.
If you registered for this virtual event before 9:30 a.m. ET January 21, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Co-hosted by:
Featured Speakers
Richard J. Corner
Vice President and Chief Policy Advisor, Member Regulation and Acting Vice President, Member Regulation Policy
Investment Industry Regulatory Organization of Canada (IIROC)
SIFMA Webinar Series
Preparing for Client Focused Reform Requirements: Key Considerations
Registration Closed
Overview
On January 21, SIFMA and the SIFMA C&L Society discussed how firms are approaching and preparing for both the Client Focused Reforms and the changes IIROC is making to align with new requirements and increased standards and expectations.
Watch On Demand
This virtual event is available to view on demand through February 21, 2021.
If you registered for this virtual event before 9:30 a.m. ET January 21, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Co-hosted by:
Featured Speakers
Richard J. Corner
Vice President and Chief Policy Advisor, Member Regulation and Acting Vice President, Member Regulation Policy
Investment Industry Regulatory Organization of Canada (IIROC)
Register
| Registration Rates | Complimentary |
|---|
| Registration Rates | Complimentary |
|---|
| Registration Rates | $99 |
|---|
| Member | Regulator | Non-Member | |
|---|---|---|---|
| Registration Rates | Complimentary | Complimentary | $99 |
Venue
On Demand
On Demand , Watch Replay
Sponsorship
Interested in sponsoring a SIFMA Webinar? Contact Diana Serri at 212.313.1258.
Our Sponsor
SIFMA's Strategic Partners
Media
Media Inquiries and Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Webinar Tips and FAQs
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Terms and Conditions
Code of Conduct
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Cancellations and Substitutions
Cancellation within 48 hours of the webinar will be subject to a $25 cancellation fee. No substitutions or transfers will be accepted.