Join the SIFMA Compliance & Legal Society at one of our topical networking breakfasts. Registration is now open for the…
SIFMA Ops & Tech Town Hall Meeting & Networking Reception
All members of the Operations & Technology Society (comprised of Corporate Actions Section, Credit & Margin Section, Customer Account Transfer Section and Securities Operations Section) are invited to join us for the second Ops & Tech Town Hall in-person meeting. Join us for an update from the Section Presidents, Regulatory Initiatives Panel – followed by a networking reception for members of all four sections.
Registration is complimentary for current members. Webinar registration will be made available for out of town participants.
Non-members are also welcome! If you are not a current member of the SIFMA Ops & Tech Society, please send an email to the following address to register for the Town Hall: [email protected].
3:00pm – 3:30pm
3:30pm – 3:45pm
Hear updates from the Section Presidents: Carly Byrd on Corporate Actions; Helene Garcia on Customer Account Transfer; and Michael Nierva on Credit and Margin.
Carly Byrd, Helene W. Garcia, Michael Nierva
3:45pm – 4:30pm
Representatives from PwC, DTCC and FINRA will review key regulatory initiatives slated for 2019 including the Consolidated Audit Trail, Settlement Optimization and Bulk Transfer.
With Broker Dealers set to begin reporting to the CAT in November 2019, FINRA’s Shelly Bohlin will provide an update including the implementation timeline. John Abel from DTCC will discuss Settlement Optimization and PwC’s Tim O’Connell will cover the new processes surrounding SIFMA’s Bulk Transfer Initiative, which is designed to streamline the movement of multiple customer accounts.
John Abel, Shelly Bohlin, Tim O’Donnell
4:30pm – 6:00pm
SIFMA Conference Center
New York, NY 10271
Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.
With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.
If you require hotel accommodation, a special SIFMA rate is available at the following:
Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY 10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852
52 William Street, New York, NY 10005, Phone# 212-269-6400
DISCOUNT: Password (SIFMA)
Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900
DISCOUNT: Password (SIFMA)