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Insurance-& Risk-Linked Securities Conference
SIFMA's Insurance- and Risk-Linked Securities (IRLS) Conference will bring together thought leaders and subject matter experts on Tuesday, April 20…
New SEC Marketing Rules for Dual-Registrants
Overview
On March 10, 2021, SIFMA and the SIFMA C&L Society hosted a webinar on how firms that are both broker-dealers and registered investment advisers are navigating the challenges of the new SEC Marketing Rules.
Watch On Demand
This virtual event is available to view on demand through April 9, 2021.
If you registered for this virtual event before 9:30 a.m. ET March 10, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Featured Speakers
Featured Resource
SIFMA C&L Society
SIFMA’s C&L Society is the leading forum for compliance and legal professionals working in the financial services industry. Learn more about the society and register for upcoming events!
SIFMA Webinar Series
New SEC Marketing Rules for Dual-Registrants
Registration Closed
Overview
On March 10, 2021, SIFMA and the SIFMA C&L Society hosted a webinar on how firms that are both broker-dealers and registered investment advisers are navigating the challenges of the new SEC Marketing Rules.
Watch On Demand
This virtual event is available to view on demand through April 9, 2021.
If you registered for this virtual event before 9:30 a.m. ET March 10, 2021, click here to watch now.
New registrant? Please register below; you will receive access instructions within three business days.
Questions? Contact the SIFMA C&L Society.
Featured Speakers
Register
| Registration Rates | Complimentary |
|---|
| Registration Rates | Complimentary |
|---|
| Registration Rates | $99 |
|---|
| Member | Regulator | Non-Member | |
|---|---|---|---|
| Registration Rates | Complimentary | Complimentary | $99 |
Venue
On Demand
On Demand , Watch Replay
Sponsorship
Interested in sponsoring a SIFMA Webinar? Contact Diana Serri at 212.313.1258.
Our Sponsor
SIFMA's Strategic Partners
Media
Media Inquiries and Registration
Contact Evan Grogan at 212.313.1134
Policy
View SIFMA’s official press policy.
Webinar Tips and FAQs
For an optimal webinar experience, we recommend attendees view this webinar using a Chrome browser on a local machine. Avoid using a VPN or Remote Network (ie: Citrix).
You must have Javascript and Cookies enabled to access this webinar. For detailed information, including minimum system requirements and FAQs, view more Webinar Tips.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.
Cancellations and Substitutions
Cancellation within 48 hours of the webinar will be subject to a $25 cancellation fee. No substitutions or transfers will be accepted.