SIFMA’s Social Media Seminar is the leading forum for Business, Marketing and Compliance professionals in Wealth Management to explore how…
SIFMA’s Fixed Income Markup Disclosure Seminar will feature presentations and roundtable discussions to promote industry dialogue on the final rules and recently released implementation guidance issued by the MSRB and FINRA in July 2017.
This Seminar is designed to provide members with an opportunity to discuss the practical implementation issues and assist members with interpreting the new rules and guidance, given differing business models among firms and different levels of resources. The seminar will also provide attendees with information on, and access to, a number of vendors that will provide compliance tools.
This is a SIFMA Member event. SIFMA Full Members and AMG Members are eligible to register.
February 23, 2018
Join SIFMA for a morning of practical learning and information sharing among key stakeholders on how best to protect our…
February 26, 2018
Register Now for the C&L Monthly Luncheon, February 26. Please join SIFMA's C&L Society for a conversation with Susan Axelrod…