Join the leading names in social media and experts in wealth management for an industry discussion on the best practices,…
Fixed Income Markup Disclosure Seminar
SIFMA’s Fixed Income Markup Disclosure Seminar will feature presentations and roundtable discussions to promote industry dialogue on the final rules and recently released implementation guidance issued by the MSRB and FINRA in July 2017.
This Seminar is designed to provide members with an opportunity to discuss the practical implementation issues and assist members with interpreting the new rules and guidance, given differing business models among firms and different levels of resources. The seminar will also provide attendees with information on, and access to, a number of vendors that will provide compliance tools.
This is a SIFMA Member event. SIFMA Full Members and AMG Members are eligible to register.
February 26, 2019
Join the SIFMA Compliance & Legal Society at one of our special luncheon presentations. Registration is now open for the…
February 27 – March 1, 2019
Over 350 delegates, representing a diverse range of participants from across the insurance-linked market, will gather at the 2019 IRLS…