Joint IAS & IIA Educational Session

Have Your Audit Team Finish Strong for 2018


September 18, 2018


New York, NY

Hosted by


Registration Rates – Until 9/18/18

  • Member $195
  • Non Member $295


During 2018, prevalent and emerging risks created significant impact across financial services. Some of the key emerging risks include: industry-wide cyber attacks, retrospective exposures, data privacy, audit coverage risk and financial anomalies. As a result, financial organizations need to navigate these related and challenging risks associated with these emerging areas in order to finish strong for 2018. Session attendees will learn and enrich their understanding in these fields based on the presentations and discussions.

Topics will Include:

  • AML / OFAC Hot Topics
  • Cybersecurity
  • IA Transformation
  • Net Capital Rule
  • Revenue Recognition
  • Accounting Practices Update
  • SEC Cyber Guidelines
  • Retrospective Review
  • Internal Audit Writing Skills
  • GDPR Post-Implementation Lessons Learned

Hear Speakers From:

  • Accume
  • Citi
  • CitronCooperman
  • Deloitte
  • KPMG
  • Protiviti
  • Treliant


Registration Rates $195
Non Member
Registration Rates $295
Member Non Member
Registration Rates $195 $295


SIFMA Conference Center

120 Broadway
Floor 2
New York, NY 10271

View on Google Maps

Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.

With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.

Picture of venue

Hotel Accommodations

If you require hotel accommodation, a special SIFMA rate is available at the following:

Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY  10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852

Club Quarters
52 William Street, New York, NY 10005, Phone# 212-269-6400

Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900

Terms and Conditions

Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. SIFMA defines inappropriate behavior as any possible illegal conduct, verbal or physical abuse of any type, use of derogatory or discriminatory language, gestures or actions, unwanted invasions of privacy, any form of harassment, racism, sexism, or any other targeted comments which are intended to cause personal offense to another participant either in-person at the event or through social media channels, or the violation of any local, state, or federal laws or regulations.

If you are involved in or witness an incident at a SIFMA meeting or event that violates this Code of Conduct, please use this anonymous incident report form to let SIFMA know immediately. Please provide as much information as possible about the incident so that we can make a proper investigation. Any violations of law should be reported to law enforcement authorities.

SIFMA will investigate any reported incidents swiftly and confidentially if possible. SIFMA, at our discretion, may act on any reports of inappropriate behavior, including but not limited to removing a participant from the meeting or event and/or bar that person from attending future SIFMA meetings or events. SIFMA shall not refund any money paid for such attendee to attend the meeting or event, or for any travel expenses incurred to attend.

Conference registration substitutions are welcome. Email Lizzie Grimm at [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.

Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.



Pending CPE Credit Approval

CEU Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individuals courses for CPE credit. Complaints regarding registered sponsors may be substitutes to the National Registry of CPE Sponsors through its website: