Overview

Internal Auditors Society Education Day: Afternoon Session – Track #2 – Future Leaders

Date

May 16, 2019

Location

New York, NY

Hosted by

SIFMA IAS

Overview

Internal Auditors Society Education Day: Afternoon Session – Track #2 – Future Leaders

< Back to full Education Day website

Program

1:15pm – 2:30pm

This session discusses an approach and factors to consider when auditing a Trading Desk.  Areas of focus include: Planning and Scoping – risk drivers and areas of focus Execution –…

This session discusses an approach and factors to consider when auditing a Trading Desk.  Areas of focus include:

  • Planning and Scoping – risk drivers and areas of focus
  • Execution – supervision, trade execution, and risk management
  • Reporting – root cause analysis

Participants

Erwin Shilling

Speaker

Erwin Shilling

Managing Director, Internal Audit

Goldman, Sachs & Co.

Erwin Shilling’s Biography

2:30pm – 2:45pm

Networking Break

2:45pm – 4:30pm

This session provides an overview of techniques that will sharpen your writing skills and help organize an audit report that will inform and influence your readers.

This session provides an overview of techniques that will sharpen your writing skills and help organize an audit report that will inform and influence your readers.

Participants

Anthony M. Palma

Speaker

Anthony M. Palma

Vice President, Internal Audit

Citigroup

Anthony M. Palma’s Biography