Overview

Internal Auditors Society Education Day

Date

May 16, 2019

Location

New York, NY

Hosted by

SIFMA IAS

Member – Until 5/16/19

  • Morning Session $175
  • Afternoon Session $175
  • Full Day Event $300

Overview

Join the Internal Auditors Society for their first full Education Day in New York, NY.

Program

8:30am – 6:30pm

Registration Desk Hours

8:30am – 9:00am

Networking Breakfast

9:00am – 12:15pm

Morning Session

9:00am – 9:45am

Digital transformation (DX) enabled by emerging technology has changed everything. Data-driven processes radically improve speed, efficiency and efficacy.  The “network effect” makes new business models on the extensive margin possible. …

Digital transformation (DX) enabled by emerging technology has changed everything. Data-driven processes radically improve speed, efficiency and efficacy.  The “network effect” makes new business models on the extensive margin possible.  But new technologies, operating models and opportunities also bring unknown risks.

This session will present a framework for moving audit committees, auditors and security teams from a state of unknown-unknowns to known-knowns where risks are accurately quantified, controlled and monitored.

Participants

Chris Sullivan

Speaker

Chris Sullivan

Chief Executive Officer

VoSEC

Chris Sullivan’s Biography

9:45am – 10:30am

Significant Cyber Security Breaches are becoming the norm and every business needs to be prepared.  How to respond to incidents and the effective reporting of these incidents back to the…

Significant Cyber Security Breaches are becoming the norm and every business needs to be prepared.  How to respond to incidents and the effective reporting of these incidents back to the board as well as regulatory bodies, is an essential requirement for any business to protect company assets, clients and the reputational integrity of the firm.

This session will present effective methods on how to prepare IT Audit teams to work with internal and external third-party consultants on best practices regarding incident response and reporting.

Participants

Ondrej Krehel

Speaker

Ondrej Krehel

Chief Executive Officer

LIFARS

Ondrej Krehel’s Biography

10:30am – 10:45am

Networking Break

10:45am – 11:30am

In their quest for digital transformation, banking organizations, financial institutions and insurance companies have established themselves as the early adopters of smart technologies. With Robotic Process Automation (RPA) operations get…

In their quest for digital transformation, banking organizations, financial institutions and insurance companies have established themselves as the early adopters of smart technologies. With Robotic Process Automation (RPA) operations get streamlined and helps companies differentiate. It provides process efficiency and lowers costs while ensuring regulatory compliance and deeper analy10tical insight.  Having a robot join a compliance office as a virtual member of the staff, and charged with all repetitive compliance tasks. All of this, while freeing up real staff to focus on compliance responsibilities requiring reasoning and judgment. A central repository should be established that archives all the logs that can be easily mined for compliance reports, resolutions, audit responses and compliance improvements.

This session will present how to build audit processes so that these platforms can be monitored regularly, easily accessed in the event of audits, and updated to reflect changes in regulations. This is the answer to the KYC requirements that the FMA, FCA, and SEC are beating down your doors for.

Participants

Fanny Ip

Speaker

Fanny Ip

Lead, Business Consulting

UiPath

Fanny Ip’s Biography

11:30am – 12:15pm

Participants

Lee Cook, Mike Wright

Speakers

Lee Cook

Head of North American Sales

Focal Point

Lee Cook’s Biography

Mike Wright

Director, Cyber Workforce Development

Focal Point Data Risk, LLC

Mike Wright’s Biography

12:15pm – 1:15pm

Participants

William (Ed) Hammesla

Speaker

William (Ed) Hammesla

Former President

Raytheon Cyber Products

William (Ed) Hammesla’s Biography

1:15pm – 4:30pm

Topics to Include: Understanding and Leveraging Best of Breed Technologies to Empower IT Audit Teams Automation for Same Day Compliance Audits Secure Your Crown Jewel Applications and Achieve Compliance Click…

Topics to Include:

  • Understanding and Leveraging Best of Breed Technologies to Empower IT Audit Teams
  • Automation for Same Day Compliance Audits
  • Secure Your Crown Jewel Applications and Achieve Compliance

Click the button below to view the Track #1 program.

Future Leader Topics to Include: Auditing a Trading Desk Best Practices in Audit Report Writing Future Leader Discount: 25% Off Session Pricing Email [email protected] for discount code Click the…

Future Leader Topics to Include:

  • Auditing a Trading Desk
  • Best Practices in Audit Report Writing

Future Leader Discount: 25% Off Session Pricing
Email [email protected] for discount code

Click the button below to view the Track #2 program.

4:30pm – 5:30pm

An Internal Audit Department is not entirely dissimilar from any other service provider.  Have you considered what you want the brand of your department to be?  Is it part of…

An Internal Audit Department is not entirely dissimilar from any other service provider.  Have you considered what you want the brand of your department to be?  Is it part of the strategy for the department, or has it grown organically over time, without any particular direction?  Without a marketing strategy that aligns with your department’s goals and objectives – how are you sure that the stakeholders are perceiving you and your work in the right light? In this session, participants will:

  • Obtain an understanding of the concept of branding as it would relate to Internal Audit functions and how to market the Internal Audit Department that the view may shift towards that of a successful partnership
  • Develop ideas for a marketing plan for their department.

Participants

Hania Abrous-McCarthy, Prashant Modani

Speakers

Hania Abrous-McCarthy

Managing Director

Gladclif LLC

Hania Abrous-McCarthy’s Biography

Prashant Modani

Vice President, Corporate Audit

Broadridge Financial Solutions, Inc.

Prashant Modani’s Biography

5:30pm – 6:30pm

Networking Reception

Venue

SIFMA Conference Center

120 Broadway
Floor 2
New York, NY 10271

View on Google Maps

Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.

With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.

Picture of venue

Hotel Accommodations

If you require hotel accommodation, a special SIFMA rate is available at the following:

Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY  10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852

Club Quarters
52 William Street, New York, NY 10005, Phone# 212-269-6400
DISCOUNT: Password (SIFMA)

Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900
DISCOUNT: Password (SIFMA)

Accreditation

Eligible for up to 8.6 CPE Credits

Fields of Study:
Audit:  8.6 Hours

Program Level: Intermediate
Delivery Method: Group Live
Advance Preparation: None
Complaint/Cancellation Policies: For more information regarding refund, complaint, and/or program cancellation policies, please contact SIFMA at [email protected].

CEU Institute is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individuals courses for CPE credit. Complaints regarding registered sponsors may be substitutes to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org.