C&L Society September Luncheon
SIFMA's Compliance & Legal Society Monthly Luncheons are opportunities to gain insights from influential voices in the compliance and legal…
Fintech Conference
Overview
The SIFMA Fintech Conference examines the impact of emerging technology on the capital markets and how to innovate within existing regulatory frameworks.
Join innovators and industry leaders on September 25 in New York City to discuss issues across risk, operations and compliance and how you can ensure successful fintech implementation.
Early bird rates available until August 23 – view the program and register today!
Stay tuned for more speaker announcements coming soon.
Fintech Conference
Early Bird Rates – Until 8/23/19
- Member $595
- Non-Member $695
- Regulator $395
Overview
The SIFMA Fintech Conference examines the impact of emerging technology on the capital markets and how to innovate within existing regulatory frameworks.
Join innovators and industry leaders on September 25 in New York City to discuss issues across risk, operations and compliance and how you can ensure successful fintech implementation.
Early bird rates available until August 23 – view the program and register today!
Stay tuned for more speaker announcements coming soon.
Pricing
| Early Bird Rates | $595 |
|---|---|
| Pre-Conference Rates | $645 |
| On-Site Rates | $745 |
| Early Bird Rates | $695 |
|---|---|
| Pre-Conference Rates | $745 |
| On-Site Rates | $845 |
| Early Bird Rates | $395 |
|---|---|
| Pre-Conference Rates | $395 |
| On-Site Rates | $495 |
| Member | Non-Member | Regulator | |
|---|---|---|---|
| Early Bird Rates | $595 | $695 | $395 |
| Pre-Conference Rates | $645 | $745 | $395 |
| On-Site Rates | $745 | $845 | $495 |
Program
8:00am – 5:40pm
Registration Desk Hours
8:00am – 9:00am
Networking Breakfast
9:00am – 9:05am
Welcome Remarks
9:05am – 9:30am
Participants
Tom Eck
Speaker
9:30am – 10:20am
There are many theoretical and aspirational applications of AI and machine learning. However, the hard part is translating theory into practice through the implementation and management of these technologies. This panel…
There are many theoretical and aspirational applications of AI and machine learning. However, the hard part is translating theory into practice through the implementation and management of these technologies. This panel will discuss the challenges of implementation – and management of the technology post-implementation, including regulatory and other considerations.
10:20am – 10:40am
Networking Break
10:40am – 11:30am
How does regtech enhance compliance and oversight? What are the use cases for regtech in large, regional and small firms? How do firms vet regtech products? Is regtech a necessity…
How does regtech enhance compliance and oversight? What are the use cases for regtech in large, regional and small firms? How do firms vet regtech products? Is regtech a necessity for effective compliance and oversight?
Participants
Eric Hains, Kavita Jain, Ryan Orr
Panelists
11:30am – 12:10pm
Innovative companies and start-ups will showcase applications of new technology.
Innovative companies and start-ups will showcase applications of new technology.
12:10pm – 12:30pm
Keynote Speaker
1:30pm – 2:20pm
What are the current and potential use cases for smart contracts? What are the cyber and regulatory challenges to using smart contracts? Do smart contracts pose any unique litigation risks?
What are the current and potential use cases for smart contracts? What are the cyber and regulatory challenges to using smart contracts? Do smart contracts pose any unique litigation risks?
Participants
Colin D. Lloyd, Caroline D. Pham, Charles M. Post
Moderator
Panelists
2:20pm – 3:30pm
Innovative companies and start-ups will showcase applications of new technology.
Innovative companies and start-ups will showcase applications of new technology.
3:30pm – 3:45pm
Networking Break
3:45pm – 4:40pm
What are the use cases for cloud storage for financial institutions? What regulatory obstacles do US financial institutions face in adopting cloud storage? How should firms assess cloud storage vendors?
What are the use cases for cloud storage for financial institutions? What regulatory obstacles do US financial institutions face in adopting cloud storage? How should firms assess cloud storage vendors?
Participants
Larry Bortstein, Michael Di Stephan, Ann Stanley
Panelists
4:40pm – 5:40pm
Networking Reception
Venue
SIFMA Conference Center
120 Broadway
Floor 2
New York, NY 10271
Located at 120 Broadway, a National Historic Landmark and a New York treasure, the SIFMA Conference Center is situated at the heart of New York’s Financial District.
With a rare combination of advanced technologies and sophistication, SIFMA’s Conference Center is fully furnished and equipped to offer unique features that stand alone amongst New York’s leading conference facilities.
Hotel Accommodations
If you require hotel accommodation, a special SIFMA rate is available at the following:
Double Tree by Hilton Hotel – Financial District
8 Stone Street, New York, NY 10004, Phone# 212-480-9100
DISCOUNT: Corporate ID #0560038852
Club Quarters
52 William Street, New York, NY 10005, Phone# 212-269-6400
DISCOUNT: Password (SIFMA)
Residence Inn New York Downtown Manhattan / World Trade Center
170 Broadway, New York, NY 10007, Phone# 212-600-8900
DISCOUNT: Password (SIFMA)
Media
Media Inquiries
Contact Katrina Cavalli at 212.313.1181.
Media Registration
Contact Evan Grogan at 212.313.1134.
Policy
View SIFMA’s official press policy.
Terms and Conditions
Code of Conduct
SIFMA meetings and events are intended to educate and engage our members and industry participants in thoughtful conversations. Inappropriate behavior will not be tolerated. View our Code of Conduct and anonymous incident report form.
Substitutions
Conference registration substitutions are welcome. Email [email protected] with the following information and we will confirm the change: original registrant’s full name, substitute registrant’s full name, mailing address, title, phone and email.
Cancellations
Refunds will be granted for cancellations made three weeks prior to the start of the event. All cancellation requests are subject to a $100 processing fee and must be made in writing.