There are many theoretical and aspirational applications of AI and machine learning. However, the hard part is translating theory into practice through the implementation and management of these technologies. This panel will discuss the challenges of implementation – and management of the technology post-implementation, including regulatory and other considerations.

Sponsored by Orion Advisor Services, LLC 

How does regtech enhance compliance and oversight? What are the use cases for regtech in large, regional and small firms? How do firms vet regtech products? Is regtech a necessity for effective compliance and oversight?

Innovative companies and start-ups will showcase applications of new technology.

How emerging technologies can help financial services firms meet the compliance challenges in evaluating and implementing modern collaboration platforms like Zoom, Microsoft Teams, and WebEx.

Using smart technology and data science to help firms more effectively comply with sanctions screening and AML monitoring regulations.

Sponsored by ComplySci

Artificial Intelligence and machine learning hold significant potential for automating data-driven predictions and decisions at scale. As these technologies are spreading into many aspects of life they face increasing scrutiny and controversy especially when high-stakes, life-altering decisions are concerned, including the potential for making biased and unfair decisions as well as lacking transparency about how these decisions are arrived at.

Using the example of the FICO® Score and the US Fair Lending Laws and Regulations we will discuss how FICO operationalizes AI/ML in a manner that’s analytically effective, explainable and transparent, legally compliant and fair to consumers.

What are the current and potential use cases for smart contracts? What are the cyber and regulatory challenges to using smart contracts? Do smart contracts pose any unique litigation risks?

Innovative companies and start-ups will showcase applications of new technology.

Leveraging data science, technology and deep domain expertise to create multi-factor ratings that help firms better understand entity and counter-party compliance risk at scale.

Explore how distributed ledger technology and smart contracts can transform structured credit markets through improvements in due diligence and document management.

What are the use cases for cloud storage for financial institutions? What regulatory obstacles do US financial institutions face in adopting cloud storage? How should firms assess cloud storage vendors?